Securities Regulation Selected Statutes, Rules and Forms, 2003

by David Ratner

This booklet contains the full text of the basic federal securities laws, the principle SEC rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law.

Paperback

First published November 20, 2002