We open with the Chinese navy sailing up the Thames, forcing Queen Victoria to sign a humiliating treaty and taking Prince Albert back to China as a hostage. Why did this story in fact happen the other way around? After all, five hundred years ago the outcome was not obvious.
Ian Morris explores this question by presenting the entire history of a world reduced to two regions, which he chooses to call East and West. The East essentially means China, while the West is defined as the descendants of the civilizations that arose in the Middle East. Thus Persia and the various Islamic Empires are considered to be a part of the West.
People complain that this grouping is arbitrary, and their favourite region is left out. The main distinction is that East and West developed separately. While there was much diversity within the West, all its parts were in constant contact. This serves as a useful device to ask why the West eventually surpassed China, but it obscures the equally interesting question of why Europe also surpassed the Islamic countries.
The history of China and the West are told together so we can compare the relative levels of development. Being ignorant of Chinese history, I found this approach very informative. I was more interested in how the development of these two very separate regions was so similar. It is as if periodic collapses are built into the very process of creating a civilization.
Historical Materialism
A detailed look at history is meant to let us to learn its “shape”, meaning the factors that determine what happens. Perhaps fitting for an archaeologist, one who reconstructs history from material objects, that shape is a material one. The importance of individual leaders, whether we think of them as great men or bumbling idiots, is downplayed. Culture is said to be merely a consequence of the level of social development.
Measuring that social development, “a community’s ability to get things done”, is a major focus of the book. He develops an index based on four factors: energy use, social organization (based on the size of the largest city), information processing capacity, and ability to make war. This is admitted to be “chainsaw art”, but he argues that alternative methods tend to produce similar results.
I think this is a useful exercise for measuring the material state of a society at a given time. It is less useful for predicting what will happen next, which also depends on a fact this book tries to deny: culture makes a difference.
For example, European technology may have surpassed that of China by 1600, but that does not show up on a development index that measures things like city sizes. It took time for the material consequences to arrive. Imagine trying to estimate the potential of Germany and Japan by measuring their development index in 1945. The most important development was already in the minds of their people.
The Limits of Geography
Due to geographical advantages development in the West started before that in the East. But by the year 1400 China had been ahead of the West for 900 years, so all that history and geography before then becomes irrelevant. This was the moment when China had the opportunity to take a commanding lead. Thus,
“When the eunuch admiral Zheng He sailed from Nanjing for Sri Lanka in 1405 he led nearly three hundred vessels. There were tankers carrying drinking water and huge ‘Treasure Ships’ with advanced rudders, watertight compartments, and elaborate signalling devices. Among his 27,000 sailors were 180 doctors and pharmacists. By contrast, when Christopher Columbus sailed from Cadiz in 1492, he led just ninety men in three ships.”
So why did not China press this advantage? The answer, we are told, is geography. The discovery of North America made all the difference to the development of Europe, and it is too far away from China.
Morris tells us that social development changes what geography means, but he obscures the fact that it also makes geography matter less. Zheng He could have taken his fleet anywhere in the world. On the map in this book one can see that western North America is no further from China than Europe is from the West Indies. Furthermore, the Chinese could get to America without losing sight of land, on a route that could be established in stages over a number of years. It was Columbus who had to cross thousands of miles of open ocean, with the help of a Chinese-invented compass.
The Chinese government decided not to do any more exploring, and because it was a single empire it could enforce that decision. This fact, impossible to hide, leads to more geographical special pleading. China had a unified empire because it was round. However, the Roman Empire also worked for quite a while, and it was anything but round. Oh, that was because they had the advantage of an inland sea. China’s lack of an inland sea held up their development. Except after they built the Grand Canal to perform the same function. Well, whatever works, as long as we readers don’t think too hard about it.
But there was a rational reason: the West had economic incentives to get to the richest market on Earth, while China could rely on everybody coming to them. Funny thing, when Europe became richer that was a reason for them to go out into the rest of the world. That is the difference between a culture that thinks it is the center of the universe with nothing to learn, and a culture of exploration.
Culture matters. Geography is used here as an excuse to pretend that it does not.
The Horsemen of the Apocalypse
“When the four horsemen of the apocalypse— climate change, famine, state failure, and migration— ride together, and especially when a fifth horseman of disease joins them, disruptions can turn into collapses.”
A few favourite catch phrases tend to be repeated, such as “paradox of development”, “hard ceiling”, “advantage of backwardness”, and those constantly shifting “horsemen of the apocalypse”. I am surprised that he rates state failure rates as a “horseman”, as surely that is only a consequence of the other material forces. Removing it from the list would also make the horsemen add up to the conventional four.
States are put under pressure because of those external “horsemen”. But if the state or its ruling class has become lazy and decadent, or there is constant civil strife, it will be less able to resist outside pressure. That is a consequence of culture.
The Migrating Horsemen
One geographical feature that had a large and mostly negative impact on the emerging civilizations in both East and West was the “Steppe Highway” running from China across Asia to Eastern Europe. The nomadic tribes living there had a habit of looting and destroying the civilizations on each end of it. The later Roman Empire suffered from waves of migration from people pushed out of their lands by the Huns. The Mongols were a regular menace to China, and devastated the Eastern half of the Islamic empire. Morris tells us that civilization was only able make it to the next level by closing that migration highway.
Migrations have played a role in the collapse of many civilizations. This is one case where geography does matter – you are in trouble if you are connected to a migration route. Europe is now on the receiving end of a new migration, and seems to be afflicted with a culture that has forgotten the lessons of history.
The What and Why: Good Questions, Not So Good Answers
The “what” part of the book, the history of civilization, is worthwhile, but the “why” part is rather slippery. Lets look at some of those questions:
“Did the culture of the ancient Greeks forge a distinctive Western way of life?”
His short answer is no, because “For long stretches of time the freedom, reason, and inventiveness that Greece supposedly bequeathed to the West were more honoured in the breach than the observance.” That is rather simplistic. While actual Greek learning was absent from Europe for a long time, it is possible that the European people preserved the attitude of individual freedom that made that learning possible. When Europe was ready for it, that classical heritage helped them get to the next stage in development.
Arab society had access to Greek learning for centuries before they passed it on to Europe. An intellectual elite extended this knowledge when they were permitted to do so. That permission expired and the knowledge did not transform their society.
My response here is simplistic because I don’t have the time or knowledge to give a proper answer. Neither does Morris in this book, in my opinion.
He also asks what would have happened if Muhammad had made a different career choice. The answer:
“The Western core would have stayed in the eastern Mediterranean whatever Muhammad did; the Turks would still have overrun it in the eleventh century and the Mongols in the thirteenth (and again around 1400); and the core would still have shifted westward toward Italy and then the Atlantic in and after the fifteenth century.”
Interesting, but maybe the rule of Islam also had some material and cultural consequences that also affected what happened. Again, I don’t think Morris even knows how to properly consider this question.
A Singular Discontinuity
In order to dismiss long-term “lock in” theories that claim the East is inherently different from the West, Morris has chosen to dismiss the role of leadership and culture entirely. According to some critics he has also chosen to exaggerate the achievements of China compared to the West. I am not qualified to say. I do think the book’s geographical materialist thesis becomes less credible as the book progresses through time.
As the point of all this effort was to discern the “shape” of history, the last chapter treats us to an analysis of the future. All the talk about a “Nightfall” collapse or The Singularity is quite the discontinuity from the sober realism of the rest of the book.
This book can serve as a very readable introduction to world history, as long as you keep in mind that a society is more than the stuff you can dig out of the ground.