While this one took me way too long to get through (it’s been a busy few months with long work hours), I enjoyed this book on Japanese history much more than my previous book on the subject, in part because a) the other book was published in 1971 and missing a lot of recent info and b) this book was much better organized and more comprehensive. A Modern History of Japan covers roughly 1600-2001 A.D. It covers all the major eras in Japan’s history: the Tokugawa Shogunate, the Meiji Restoration, Japan’s rise to become an imperialist power, and the major transformations of society post WWII. I would highly recommend for anyone looking for a single volume overview of the history of Japan and its people.
What follows are my notes on the book:
Japan has always been defined by the geographic hand it was dealt. They were close enough to the mainland to enable shipping and cultural exchange more than 2000 years ago. But it was far enough to make conquest impractical. During the early period of settled agriculture the population was roughly 5M. This grew to 30M by 1800. Tokugawa rulers settled in the large Kanto plain and developed the major city of Edo (Tokyo). For most of its history, the rugged terrain of Japan prevented centralized rulers from exercising control over the island chain.
The current imperial family traces its hereditary line back to the 6th century. By the early 700s, the Yamato clan had achieved political supremacy over rival clans. With few exceptions emperors were of little political significance as others largely ruled in their name. By the mid-1500s, Japan was fractured into hundreds of political domains, ruled by feudal lords (daimyo). The first European missionaries and traders arrived in the 1540s. The modern weapons they brought accelerated unified political control. Their Christian religion however was viewed as a threat and was actively and brutally persecuted.
Japan was more successful than others at combating Chinese demands for tribute. However, mainland cultural practices (including Buddhism and Confucianism) still heavily permeated Japanese society for over a millennium. Though there was some jockeying for influence, Buddhism and Confucianism coexisted in reasonable harmony in pre-modern history. They both coexisted with earlier religious practice of Shinto where various kami (gods) were worshipped. The Japan of 1800 was largely an agrarian backwater on the global stage. Yet by 1900, it would be the only constitutional nation state and industrial power outside the West.
The Tokugawa era was a period of social order and stability from 1600-1868. Before and after this period of peace, the nation was marked by war. Between 1467-1477, Japan was in a state of constant war. It took a series of ruthless rulers to unify and build social order from the chaos. Nobunga (the Japanese Attila) was the first of these. He pioneered land surveys and taxation to extend central rule over all Japan by 1591. These decades of swift political innovation culminated in rule by the Tokugawa family (aka bakufu). Ieyasu was the first Tokugawa ruler. He seized power after Nobunga’s death and crushed rival clans. In 1603, the emperor named him shogun (supreme military leader). Ieyasu’s grandson Iemitsu further consolidated power by requiring daimyo to swear allegiance to him and he had to personally approve all their marriages and titles to land. Furthermore, daimyo families were required to live in Edo (defacto hostages), forcing the lords to travel frequently to Edo (driving up their expenses and minimizing opportunities to plot rebellion back in their own fiefdoms).
While the emperor appointed the shogun, in reality, the Tokugawa family effectively served as the rulers of the nation (in the emperor’s name of course). Overtime the samurai morphed from a military elite to a hereditary elite (i.e. bureaucrats in the state apparatus). Tokugawa social order had 4 classes: warrior, farmer, artisan, and merchant. There were also outcasts (eta). Another outcast group were indigenous peoples (Ainu) who remained on the outskirts of Japanese society.
The English, Spanish, and Portuguese had all abandoned the Japanese trade by 1624, leaving only the Dutch (who didn’t push a foreign religion). This in effect isolated Japan from the 1630s to the 1850s, a crucial period of innovation in European history. The Tokugawa refused to recognize Chinese-centered order and rejected relations with the West. This would sow the seeds of its own destruction when the West returned with modern technology (gunboat diplomacy). When the Western powers returned in the 1850s, the Tokugawa polity was comparatively weak, unable to mobilize human resources across its domain.
The peace imposed by the Tokugawa (through the system of alternating attendance of daimyo in the capitol) did enable interregional commerce in Japan. Japan urbanized rapidly (even faster than Europe did). With peace and rising agriculture output, Japan grew rapidly during this period. This growth did grind to a halt in the 1720s as a result of terrible weather, crop failures, and famine. For reasons still hotly debated, the country also went through a period where rich and poor alike practiced infanticide on a large scale. Tokugawa imposed taxation coupled with rising levels of inequality led to frequent revolts.
The success and longevity of the Tokugawa period was not solely the result of coercion, but appeals to authority and religious symbols (like the divine emperor). This in part was why Christian missionaries and their converts were so heavily persecuted by the state. Internal tensions in this system (including the growing incompetence of daimyo and the rivalry between emperor and shogun) threatened the whole structure. This, coupled with growing debt, sparked calls for reform in the early 1700s. The educated classes began to develop interest in political and economic matters beyond their village boundaries.
By the 1800s there was a growing sense that times were disjointed and things were not as they should be. In time, the emperor would become the focus of reform. The general discontent and the humiliation by Western superiority proved a potent, nationalistic brew that called into question the legitimacy of the Tokugawa bakufu and would have revolutionary consequences. The rulers who took over in 1868 initiated a modern revolution.
The Russians were the first to arrive in the early 1800s, followed by the British and the Dutch. In 1853, American Commodore Matthew Perry arrived and forced the country to open to trade. The Tokugawa agreed to some American demands, which quickly led to unequal treaties that extended these rights to other foreign powers. These treaties did not trample preexisting national pride, they in fact created it, in effect forging the very idea of a unified entity known as “Japan”. The sudden expansion of trade led to inflation and widespread protests among Japanese city-dwellers.
In 1857, the emperor took the unprecedented step of refusing to sign the treaty with the USA, crippling and humiliating the Tokugawa shogun. The Tokugawa faced a restive population, foreign powers, and an emperor who no longer supported them. By 1862, they gave in to demands for reforms. By 1868, revolts restored the Meiji emperor to true power over the country, ending Tokugawa rule. Bakufu resistance wasn’t fully crushed until 18 months after the official restoration.
The “restoration” was a coup d’etat. Unlike the revolutions in Europe, this was an aristocratic revolution from above with the daimyo and samurai turning on the Tokugawa. It was a revolution of a frustrated elite that could not pursue their ambitions in the existing order. One of the first moves by the emperor was to eliminate land domains and establish prefectures, allowing direct taxation by a central government. Overnight, this eliminated the semi-autonomous domains of daimyo. The second great change was a social revolution, namely eliminating the samurai and their special financial stipends. This changed the rigid stratification by class into a more merit based and fluid social hierarchy.
Without the special class of samurai, the emperor imposed mass conscription. This was wildly unpopular by commoner and samurai alike. However, this, coupled with the creation of a modern navy, meant the Japanese state was soon strong enough to move from internal control to imposing its will overseas. The Meiji also implemented education reforms with remarkable speed in order to compete with the West.
As Meiji leaders traveled abroad they were impressed by industrialization and recognized that a flourishing economy was the foundation of military strength. The prefecture tax system not only expanded revenue, it changed the relationship of people to the state, removing the emphasis on their local village where they previously paid taxes. The people were now tied to the state and its success. The state financed a number of enterprises including railroads, telegraph, shipping, mining, and other manufacturing plants. Many of these early efforts lost money, but it trained up a first generation of industrial managers and engineers. Japan as a late comer to the industrial world, followed a German model, rather than the British laissez-faire method in order to catch up.
By the 1870s, Japan began to manifest attitudes of superiority over the Asian mainland, viewing themselves as the natural hegemon. When efforts to strengthen pro-Japanese trade relations failed, they invaded Korea in 1873 and Taiwan in 1874 to force the issue. Now they too were using gunboat diplomacy to bring “civilization” to the rest of Asia.
The Meiji gave commoners a role in political life, but relied heavily on indoctrination to channel that energy for the benefit of the state/emperor. In 1868 the Meiji published the five article Charter Oath that promoted public debate as long as it strengthened the foundation of imperial rule. The first daily newspapers emerged and became a center of public debate. Numerous grass roots societies formed all over the country to debate political issues. By 1881-1882, political parties were being formed. To stave off any radical movements, the emperor announced that a constitution would be written. Revolts and protests also grew more common, one led by Samurai looking to restore their stipend, marshalled 40K men and took 3 weeks of bloody fighting to suppress. Others were led by impoverished tenant farmers. During this era, a number of new religions popped up and women were more willing to transgress cultural norms and gender boundaries.
Throughout the 1880s, Japan sought to renegotiate unequal treaties with Western powers. In exchange for open commerce, Japan regained tariff autonomy. Japan’s new constitution, drafted by those who had studied European models, went into effect in 1889. Between 1860-1890, the Japanese economy emerged as a powerhouse, the “workshop of Asia.” Between 1880-1900, the population rose by 40M people. The introduction of modern methods and fertilizer led to rapid productivity gains for farmers. Japan also began exporting emigrant laborers (to HI, CA, and Latin America). The most distinctive feature of Japan’s industrialization was the central role played by the zaibatsu (monopolies). While the US would crack down on monopolies, the Japanese subsidized them to make them more competitive internationally. In an effort to halt riding inflation, the Meiji implemented draconian monetary policies that crashed the economy, especially the price of agricultural commodities.
The Meiji promoted Confucian ideals of loyalty and obedience in mass education. Beginning in the 1880s, so-called traditional Japanese culture confronted the drive to reform along Western lines. Religion faced similar turmoil. They repealed the prohibition against Christianity and missionaries returned in the 1870s (though Christians would remain less than 1% of the population). The state centralized the previously locally-run Shinto shrines in order to promote its legitimacy. This coincided with attacks on Buddhist shrines and practices. The emperor served as an anchor for the nation against fears of political, cultural, or gender anarchy. Women were intentionally trained to be good wives and mothers of the next generation.
Newly patriotic Japan’s overseas focus was the Korean peninsula. 90% of Korean exports went to Japan and Japan sought to forge a close political relationship. Political turmoil in Korea left them vulnerable. Korea, seeking greater independence from China courted Japanese assistance. When China put down a pro-Japanese Korean coup by force, Japanese clamored for revenge. However, a compromise solution was reached whereby both removed military forces. China controlled Korea thru “advisors” while Japan kept a low profile for the next decade, all the while building up its navy. When a rebellion broke out in 1894, Japan and China went to war. It ended in a total Japanese victory by April 1895. Japan won control of Taiwan and railroad rights in Manchuria. The success was wildly popular back home and led to larger military budgets in the Diet.
Emigrant laborers accounted for 3% of all Japanese foreign exchange earnings. Russia challenged Japan in Korea, seizing the Liaodong peninsula in 1898. Japan, supported the foreign powers in the Boxer Rebellion, stationing “peacekeepers” in Manchuria. The British formalized an alliance with Japan in 1902, recognizing a Japanese sphere of influence in Korea. In 1904, Japan declared war on Russia. Japan crushed Russia at sea but suffered heavy losses in land campaigns. Despite their clear victory, they gained little in the peace treaty. This only confirmed the Japanese geopolitical logic that they must expand or suffer future humiliation by the West.
Participatory, parliamentary politics was a double edged sword as it allowed protests and challenegs to authority. Emperor-appointed ministers clashed with opposition parties promoting popular rights. The emperor died in 1912 passing the torch to his son the Taisho emperor. In the Diet, only a single party had forged an effective coalition, the Seiyukai. On 8 occasions between 1905-1918, widespread riots erupted. Arrests of anarchists and communists grew. While the people at large cheered the achievements of the nation, challenges from socialists, feminists, and other radicals grew. The Ministry of Education engineered a drive to promote nationalism and respect for authority to bolster the social order.
WWI brought unprecedented opportunities to Asia. With Europe tearing itself apart, Japan gained enormously from its newfound access and industrial power. This boom came to an abrupt close in 1920 when the stock market plunged and the Japanese economy limped from one crisis to the next. In Sept 1923 the Great Kanto Earthquake resulted in fires that burned down 3/4s of Tokyo’s dwellings. In 1928, the financial system broke down in a major banking crisis. Throughout these crises, the zaibatsu extended their reach. Since textiles dominated the industrial economy and women outnumbered men, it is not surprising that women’s rights issues moved to the fore. Unionization, and even communist sympathies ran rampant during this era. Factory workers became increasingly militant in the struggle for their rights. Young women in particular became a lightning rod for fears of modernity run rampant.
The death of the emperor and the handoff to his successor coincided with collapse of so many European monarchies. The new emperor Hirohito (Shining peace) stood above political parties (and by extension accountability). One American observer called the 1930s “government by assassination” as so many leaders were gunned down.
After WWI, Western powers agreed to let Japan keep its captured German territories but refused to recognize their racial equality. Japan participated in international excursions into Russian territory. They sent representatives to the Washington Naval Conference that established the number of capital ships at 5:5:3 ratio. Throughout the 1920s the central line of contention was not imperialist vs antiimperialist but fast track vs slow track expansion.
Between 1929-1932, a combination of shocks (Great Depression, political assassinations, social unrest) transformed the political system in Japan. Political parties, unions, and other independent organizations were replaced with state-controlled bodies to mobilize the nation for war with China. Throughout the 1920s, officer corps grew increasingly frustrated with the nation’s domestic and foreign policy and saw themselves as the vanguard for a coming war with China. In 1931 the Army plotted a clandestine explosion on a railway and used it as a pretext to seize control of all Manchuria and install a puppet regime called “Manchukuo.” Rather than stabilizing their borders however, this move initiated a new era of expansion. In 1932, navy officers assassinated the Prime Minister and named a successor of their choosing.
Japan began mobilizing the human resources of Korea and Taiwan to support their expanding empire. Japan recovered much faster from the Depression due to this expansion and deficit spending by the government. Censorship and rigid orthodoxy began to spread thru political life throughout the 1930s. A minor skirmish near Beijing in 1937 quickly spiraled into a full scale war. Despite quickly capturing major cities like Beijing and Shanghai, neither the Chinese nor the world recognized their conquests. Tens of thousands were killed and raped in events like the Nanjing Massacre in efforts to break the Chinese will to resist. Guerilla attacks continued from the unoccupied countryside. Japan had gotten itself into a continental war from which it could not fully win or withdrawal. The government went thru a quick succession of different Prime Ministers.
As the country mobilized for war, political parties were replaced by the Imperial Rule Assistance Association, making the Diet a peripheral institution. New technologies (radio, cinema) promoted this new order. Military spending ballooned to 3/4s the government budget. A movement of cultural backlash and traditionalism also sprang up during this era, with bans against many profligate Western ways (jazz for example).
*Notes continued in the comments below...they were truncated due to goodreads character limit.