Notes
In the first big confrontation with Mithridates VI, the Romans fortified themselves in a strong position and avoided battle, all the while cutting the Pontic army off from sources of supply—an approach nicknamed ‘kicking the enemy in the guts’.
Crassus, magistrate of Republic, operates far enough away from governor/senate to be micromanaged - guided by instructions and precedents, but decides what to do with power. If enough senators disapprove, he can be replaced or prosecuted but only once he returns home.
Closer to Greco-Roman cavalry is the Cataphract, helmet and armor covering body, arms, legs - mail, bronze, scales, laminate. Armored horse. Kontos - slim-shafted spear. Konto/shooting bow needs 2 hands. Stirrups not yet invented but riders aided by horned saddle, originated in steppes 4th century BC. Horse-archers/Cataphracts require considerable skill/training/expensive equipment, tended to be nobles.
Horse-archer uses speed. Rushes line. Turns right (right-hander naturally shoots left), riding parallel. Saracen manuals say loose arrow when galloping horse is mid-stride, accomplished archer can shoot three times in 1.5 seconds.
Roman helmets, mail armor, long semi-cylindrical shields from 3 layers of plywood covered in calfskin can stop an arrow except at short range. But faces, right arms and legs are unprotected.
Surena stations baggage camels with bundles of arrows not far so horse archers just go back and restock.
Ventidius' light infantry with slingers who outrange horse archers. Stones are harder to see in flight than arrows, harder to dodge and can hit a helmet and concuss, no need to penetrate armor.
Hadrian carried in a litter, asked by an old woman to hear her case. He says no time, she says then stop being emperor. He gives her an audience.
Tiberius on role of princeps - holding wolf by the ears. Even truer for the Arsacid king of kings.
Unlike Tiberius/Augustus - Caligula/Claudius had no military exploits before becoming emperor, so they were more aggressive.
Legionary humiliation - passing under the yoke - duck head to bend under a frame of spears.
Nero demande Tiridates travel to Rome to receive the royal diadem, right to rule Armenia. Tiridates, one of the magi, a Zoroastrian priestly caste, forbidden from crossing water, offered to show submission to an image of Nero rather than in person.
Chinese given presents of ostriches and ostrich eggs as well as other unfamiliar curiosities, including a hornless unicorn - gazelle. They noted the importance of magicians in the land, presumably the magi. Chinese silk brought to Syria,unravelled, reworked into a finer thread and dyed - sent back and sold in Chinese markets, who assumed the Romans produced their own, distinct type of silk. Also market for entertainers from far afield, so slaves trained as musicians, dancers, jugglers went from the Roman provinces
Trajan wins many victories in the East, gets six acclamations as Imperator (right to hold a triumph), but even more pleased with title of optimus - the best.
Caracalla tried to rape a vestal virgin and then had her and three of her fellow priestesses executed for breaking their vow of chastity. All of them were entombed alive.
Macrinus was not a member of the senatorial order but an equestrian and, worse, a Mauretanian from North Africa who had one ear pierced for the earring fashionable in that region.
Praetorian prefects had always been equestrians, precisely because it was felt unwise to permit any senator to command the soldiers closest to the emperor, lest he seek to replace him. At first, the prefects’ duties were restricted to controlling the guard, but over time these expanded as emperors chose to rely on them, using them as administrators and legal advisors. Macrinus was first and foremost a lawyer, and he had little direct military experience.
Sasanian kings would rule for four centuries, almost as long as the Arsacids. Thus, it is the convention to speak of Parthia and Parthians up to 224 and Persia and Persians afterwards. The tendency is to see Ardashir I as a very clear break with the past, not simply in religion but in government, culture, and military practices. Certainly, under the Sasanians many aspects of the state appear to be different compared to Arsacid Parthia. Royal authority seems much more centralized, sanctioned by a ‘state’ religion, differences in language, and the symbolism of power.
Roman infantry spreading caltrops—iron spikes welded together so that however they fell one prong pointed upwards—to injure cavalry.
picture of Palmyrenes is of a people able to cooperate and work with others. The tribal system apparently linked those who dwelt mainly in the city together with the farmers from close by, the shepherds and goatherds from a little further afield, those who raised camels and travelled far more, and the traders
Zenobia, like Cleopatra, remembered as linguist, scholar, ambitious, but of stern virtue unlike latter's sensuous seductress. Makes love to husband Odaenathus and admits him back into her bed only if she is not pregnant. Can ride and hunt, extremely beautiful, dark-eyed, dark-skinned.
Diocletian ruled for twenty years before voluntarily retiring—a unique decision in the history of the empire up to this point. He created a system known as the tetrarchy: the rule of four, as opposed to the principate, or rule of one. dividing the empire for administrative purposes into an eastern and western half. In each, a senior emperor titled Augustus ruled with the assistance of a junior emperor with the title of Caesar
When Hannibal was defeated, Carthage was forced to make an annual payment to Rome for the next fifty years. Later, a Carthaginian offer of full repayment in one lump sum was refused, for this was meant as a reminder of defeat and subordination. the payment was completed in 151 BC, and just two years later Rome provoked the Third Punic War
Pomp and ceremony, not least parades of soldiers and massed standards, provided a backdrop representing the immense and unmatchable might of Rome, and most often the emperor or his representative sat on a raised platform. Any courtesy shown to the other side, and usually there was plenty on display, was a mark of condescension rather than necessity, and appropriate to the dignity of the Roman. In 375, the emperor Valentinian harangued the ambassadors of the Germanic Quadi at such length and with such passion that he had a stroke and died. While the rage was seen as excessive if characteristic of the man, no Roman doubted his right to speak to barbarians in this way.
Narses I sent a trusted advisor to Galerius around 299. This man compared the Roman and Persian empires to two lamps; like eyes, ‘each one should be adorned by the brightness of the other’, rather than seeking to destroy. The imagery may be genuine, for near the end of the sixth century a king of kings sent a letter to the emperor stating that it was the divine plan that ‘the whole world should be illuminated… by two eyes, namely by the most powerful kingdom of the Romans and by the most prudent sceptre of the Persian state’, who between them held down the wild tribes and guided and regulated mankind.
Emperors resided in Constantinople, giving the city an importance that Rome had lost long ago. There was a Senate, although it was no more meaningfully independent than it had been since the early days of the principate. More importantly, there was the imperial court and the substantial bureaucracy surrounding it. A praetorian prefect, long since divorced from his military role, presided over deputies in five dioceses, which in turn were subdivided into more than forty provinces covering the remaining empire. Other senior ministers—notably the magister officiorum, whose duties included running the court and supervising the immediate imperial bodyguard units—dealt with administration, including finances, correspondence, and legal cases. Altogether, there were enough civilian bureaucrats to amount to a small army, dressed in military-style uniforms with very clear symbols of rank and status, each of which brought pay and set rights. At the head, at least nominally, was the emperor, whose life was surrounded by intricate protocol, with public occasions marked by orchestrated displays of loyalty and reverence.
Constantinople’s population could be volatile and violent, whether from disputes over matters of faith or other grievances. Circus factions—‘the Blues’ and ‘the Greens’, originally supporters of teams of charioteers—grew into much larger organizations who could sometimes take sides or protest or riot on their own behalf.
The Sasanian Persians thought much the same about themselves. They were the centre of the world, leaders in the struggle on earth between the truth and the lie. The Romans were less chaotic and primitive than other peoples while remaining markedly inferior. The king of kings was meant to personify justice and the rule of good law. His ministers and commanders, including the regional kings, were similarly expected to govern well and fairly. Alongside them was the parallel hierarchy of priests and high priests, with the mobad of mobads at its head. Despite the seeming equivalence in a spiritual sense of his title, he was no more the equal of the king of kings than a bishop was the equal of the emperor, and there were several strains of Zoroastrianism rather than a single uniform doctrine. Sasanian monarchs made clear that they were divinely appointed and from the beginning maintained a priestly role. Priests sometimes acted as agents of the state, just as bishops sometimes did in the Roman empire.
There were three ways of dealing with such a threat, or indeed one posed by any other tribal people tempted to attack. The first was to bribe them, sending gold or whatever else the leaders valued. Perhaps this was presented as gifts or as payment for some service, but in essence it was the same as the Anglo-Saxon kingdoms of England paying Danegeld to keep Viking armies away, or small businesses giving protection money to the mafia. Once the principle was established, ending such payment was likely to provoke an especially ferocious onslaught as reprisal. There was also never anything to prevent arbitrary increases in the amount demanded, while by its nature, a willingness to pay encouraged other war-leaders in other regions to seek a similar deal. In contrast, the second option was to use military force to dominate the potential raiders. This was likely to be more expensive in the short term but offered glory and was clearly a more honourable way to deal with the threat. Yet it was not always easy to strike a decisive blow against any Huns, even when they had become more settled, and there was always the risk that they would outwit and maul, or even destroy, an invading force. At best they might be persuaded or forced to submit, but such an object lesson was likely to need repeating in the future, not least because burning crops and seizing livestock were bound to fuel hatred and the desire for revenge. Finally, there was the option of defence and fortification to protect vulnerable communities from raids, making it as difficult as possible for attackers to reach their targets and then return home with their loot. By its very nature, this was another costly solution, since anything built had to be maintained and garrisoned for as long as the threat persisted. It also meant putting in place defences to protect every vulnerable region; otherwise, attackers simply sought out the gaps and weak spots. None of the options was cheap, and none was guaranteed to work on its own.
As had been seen in 395, failure to defend the passes permitted raiders like the Huns to attack into both Roman and Persian territory.16 A theme running throughout the fifth century and beyond was the Sasanian assertion that since the defences in this region protected both empires, the Romans should help to maintain them. This was not entirely new, since centuries before, Vespasian had declined an Arsacid request for similar cooperation, but now, with Armenia partitioned, the borders of the two empires were joined and the threat was more immediate to both. Again and again, Sasanian ambassadors asked the Roman emperor to contribute.
Romans stuck with the siege well beyond the usual campaigning season, relying now on blockade and convinced that the defenders would soon run out of food. They were right, but the Persians bluffed well, and when negotiations for surrender began, they hid their precarious situation. A Sasanian army of twenty thousand—all that could be massed in the absence of Kavadh I—approached the Romans, hoping to begin negotiations concerning the city and its garrison and, perhaps, the wider conflict. The Romans agreed to let a convoy of food pass into Amida as a gesture of goodwill but took care to ensure that one general was absent when the oath was taken to keep to these terms. This man then ambushed and destroyed the convoy. Similar behaviour on the part of the Sasanians would doubtless have been presented as shameful treachery rather than a clever stratagem.
Kavadh I went further by suggesting that Justin adopt Khusro I as his son, ensuring that the Romans would support the latter’s claim, at the very least with diplomatic pressure and perhaps even with money and military force if necessary. Justin and Justinian were keen on the idea, until a senior advisor warned them that adoption by the emperor in Constantinople would give the Sasanian prince and his descendants a claim to rule the Roman empire. No source hints that this was ever Kavadh I’s intention, and modern historians are quick to point out the unlikelihood of Khusro I or any other Sasanian actually being able to win acceptance as emperor. This is surely true, although it is far less certain whether all Romans at the time would have considered it to be wholly impossible. Some very unlikely men had become emperors since the third century, and the empire itself had divided, the west had fallen, and the east had changed profoundly in ways that earlier generations surely had not imagined. Caution among senior ministers about the proposal was understandable, for at the very least such a claim might have offered the Persians an additional grievance to revive in every negotiation in the future or even provide a pretext for war.
Instead of full adoption as his son, Justin was persuaded to offer the lesser honour of adoption ‘by the spear’, something usually reserved for the kings of tribal peoples to cement an alliance. This was essentially an honorary status and did not in any way commit the Romans to active financial or military support of the emperor’s ‘son’. Negotiations continued and were well advanced, with legations composed of very senior figures meeting on the borders of the empire and Khusro I waiting near Nisibis to undergo whatever formal ceremony was necessary to complete the agreement. Over time, the Sasanians realized the implications of what was being offered and surely saw treating the son of the king of kings like some petty warlord as a clear insult.
Culturally, the Roman empire had changed a good deal, most of all as its sense of identity became ever more exclusively Christian, reducing the importance of older Greco-Roman culture. Justinian barred ‘pagan’ education, closing down the philosophical schools of Athens. This prompted one group of scholars to travel to the Sasanian court, hoping to find a true philosopher-king in the person of Kavadh I or his son. They seem to have been disappointed or simply homesick, for Khusro I secured their safe return to live—but not teach—in the Roman empire during one of his treaties with Justinian.
The stirrup appears to have been invented on the steppes and was probably first seen in the west when the Avars arrived, although it is unclear when the Romans and the Sasanians copied it. In time, its use would lead to changes in the design of the saddle, the four-horned type in use since at least the third century BC being replaced by other patterns, since the horns were no longer necessary. Stirrups help a rider to jump and make it easier to train recruits to a functional level of horsemanship. They were not necessary for shock action, something a wide variety of ancient cavalry had repeatedly shown; Parthian, Roman, and Sasanian cataphracts were capable of performing without them.
The only specific use mentioned in the Strategikon was the recommendation that a medic should bring both stirrups to one side of the saddle so that he could ride supporting a wounded soldier in front of him, each man with one foot in a stirrup.
Greek and Roman catapults were torsion engines, power derived from twisting a cord of sinew or hair, storing energy in springs held by washers, releasing it to shoot a missile. complex to manufacture and maintain, the strength of the metals limited the size of these ballistae. Chinese innovation made much larger engines practical, used heavier stones as missiles, the trebuchet. A tall stand supported a long throwing arm mounted on a pivot. sling on one end, hauled downwards and a missile placed. large team of men took up the ropes attached to the opposite end. pulled it down, lobbing the missile high. Later, counterweights come into use, adding more force to the throw
The early centuries of the Pax Romana had demilitarized much of the empire, a process taken even further after so many generations of civil wars made emperors reluctant to permit a situation where provincial populations could readily be armed and organized under any circumstances. In the sixth and seventh centuries, the Roman and Sasanian empires each had a hard outer crust, but once through this fortified and defended zone, the interior was vulnerable and largely unprotected.
Khusro II had one of the most remarkable careers of any Sasanian—or Arsacid—ruler. Forced into exile as a youth, he had returned with Roman aid, won a civil war, and fought to establish himself The murder of his former ally Maurice prompted him to go to war against the Romans, whether through genuine outrage or as a useful pretext is uncertain. Either way, he did spectacularly well and dreamed of extinguishing the old rival once and for all. He almost succeeded,but in the end his resources were stretched too thin. This gave the Romans a chance, and the talent of Heraclius and the hard marching and fighting of his soldiers brought the Roman empire back from the brink. Barely a year and a half after the Avars had failed at Constantinople, the man who had expanded the Sasanian empire to its greatest extent was overthrown, condemned for his ‘crimes’, and executed