The neo-communist philosopher Alain Badiou begins his book by noting that “communism” has been labeled a failure in the world in which we operate. He then asks, what do we mean by “failure”? Does it mean to lose a confrontation or war, cold or otherwise, which would imply a death or end to that which fails? Or does it rather mean simply an experiment that failed to prove, for the time being, its hypothesis? A failed experiment, or “truth procedure” as Badiou calls an attempt to prove a new truth through political practice, certainly does not prove its hypothesis, but it also does not negate the possibility of the hypothesis's validity. “Failures,” if understood as experimental, can be seen not as ends but as part of an ongoing attempt to think social change in the present, which is always continuous and situational.
The communist hypothesis is that which continues to assert that we can move beyond capitalism without yet knowing how to prove that theory. The capitalist world in which we operate tells us that capitalism is insurmountable, that to move beyond it is actually unthinkable. In fact, writes Badiou, the central proscription of this world is not to live with any idea other than oneself-as-consumer. The ultimate taboo of our world is philosophy.
Badiou identifies the purpose of this slim book as defining the generic form taken by truth processes when they come up against the incompatibilities between the hypothesis of the given truth procedures with the social world in which they are attempted. All truth procedures, Badiou argues, come to what he calls a “point,” a moment in the experiment when a single binary choice determined the fate of the experiment. If one therefor tracks the point at which a truth procedure fails, the failure can be understood and learned from, as any failed experiment can give life to other attempts to prove a certain hypothesis. The failure can thus become a positive part of an on-going macro-truth process.
Badiou identifies three types of failed truth-processes. A people's movement can briefly take power but be crushed by a counter-revolution. Badiou's example is the Paris Commune. Another form of failure is when a broad front of progressive forces manage to make the ruling class tactically retreat, but whose forces are too loose to demand the seizure of power, such as happened in France during May of '68. Finally, a socialist state can fail to evolve into a more open society, as Badiou thinks was the case with the Cultural Revolution.
Some of the most enjoyable parts of the book are Badiou's compact but lively tracings of his three model truth procedures. I learned a great deal about all of them. His first person accounts of May of '68 are particularly dramatic, and include a beautifully written remembrance of preparing to storm a factory with other radical students, just to see the workers unfurl a red flag from its roof, signaling that it had been liberated from within. He arrives at a point of failure for all three examples, but his historical arch is counter-linear, starting with May of '68 and ending with the Paris Commune, in order to show the repetitive nature of some aspects of rebellion.
Badiou believes that we are still today dealing with the problems posed by the French rebellion in 1968. The students and workers abandoned the leadership of entities like the Communist Party of France because they viewed the Party and the actually-existing-socialism to which the Party was the national link as simply other lifeless structures in a state-ist landscape. Parties, for Badiou's generation, had to be moved beyond because they aspired to no more than control of the state apparatus, and state-ism was exactly what the workers and students of May of '68 were trying to transcend. Today, in the post-Soviet world, Badiou thinks that emancipation without state-ism, rebellion without a Party, is still the task that must be envisioned.
I disagree with Badiou on this point. I think that what I will call, for lack of a better term, Badiou's ultra-leftism is a nostalgic response to the world of May of '68, a world bifurcated by the Cold War. State-ism would have seemed as that which separated one half of humanity from the other and kept the world as it was. The fact is that, according to the terms of Badiou's own philosophy, that world no longer exists. That world ended with the event of the fall of the Soviet states. We live in a world with only one super-power and one, unchallenged, empire. The role of political parties is different in such a (this) world.
Badiou's view on political parties is also influenced by his understanding of the Chinese Cultural Revolution. Badiou views the Cultural Revolution as a heroic but failed attempt to give unity to revolutionary politics without relying on top-down bureaucratic state-ism. This leads Badiou to the conclusion that the Cultural Revolution constituted the saturation of the concept of revolution as defined as the seizing of power by a state-ist party.
Finally, Badiou posits that the Paris Commune fell because of state-ist problems that the Leninist party solved, but the Commune perhaps solved political problems that the Leninist party cannot. While the Bolsheviks paid homage to the Commune upon taking power, their morning for the fallen workers, who could be seen as the “victims” of the “bad idea” of the Commune, was, Badiou suggests, as much a proscription of the political form of the Commune as an homage to its happening. The Cultural Revolution, claims Badiou, had more in common with the political form and goals of the Paris Commune than of the October Revolution. In both cases, the masses were trying to achieve radical change without turning to the state, even in the form of seizing it.
After tracing these past failures, Badiou turns to trying to define the role of the idea of communism in the present. It is clear from this, and other recent works by Badiou, such as “Rebirth of History” which covers the recent uprisings in Egypt and Tunisia, that Badiou sees change as emanating from what he terms “historic riots,” localized uprisings that occasionally give rise to new modes of political practice. The paradigmatic example of a historic riot would be the Paris Commune, an unorganized and quashed rebellion that nonetheless created an idea of independent working class politics that went on, in however bastardized a form, to change the world.
Following Mao, who said that the world is in constant transformation due to different contradictions acting upon and transforming one another, Badiou views all being as a multiple of multiples. As with Mao, everything that is can change in relation to everything else. A “world” is a particular relation of being, of multiples to one another. The state-of-a-world, Badiou sometimes calls it the “transcendental” of a world, determines the cohesion of the given world by indexing its multiples with more or less existence. Thus, states can deploy ideologies such as white-supremacy, to make non-whites seem “less human,” for non-whites to count for less than whites within a social world.
Badiou labels the territorialization of the possibility of a new world presenting itself the “site.” For Badiou, sites generally begin as localized riots. Unlike an ordinary state-of-a-world, the multiplicity of existence under an emerging world in the context of a riot that is becoming historic is open rather than concealed. The existence afforded to various elements within the world is fluid, the world is just constituting itself and everything is in question. If the full potential of a new “transcendental” is achieved, then the existence of that which had been previously denied existence is proven. This is what Badiou calls an “event”- the proving of the possibility of a new order. What the event of the Paris Commune brought into being was the full existence of the working-class, that workers could determine their own future and forge an independent proletarian politics. While socialist ideas had been floated around for years before the Commune, including in Marx's writings, the Commune was the first instance of the proletariat seizing power for itself. Of course, the Commune failed to hold on to power. But an event does not realize a possibility. It creates a new possibility, in the case of the Paris Commune, the possibility of the validity of the Communist Hypothesis, of liberation in real life as opposed to theory, in the age of capitalism.
Badiou traces the Communist Hypothesis all the way back to Plato's “Idea of the Good”. Badiou breaks the Idea down to three essential elements. Along the way he subtly equates Plato and one of Badiou's own mentors, Jacques Lacan. The first element of the Idea of the Good, the generic form of the Communist Hypothesis, is the political one, a temporal period in which a new idea and practice of collective emancipation arises and then disappears. The Platonic (political) Idea corresponds to the Lacanian notion of the “real”. Neither can be symbolized.
The second element of the Idea is historical. This involves the interplay between different types of truths from different worlds, all of these worlds possessing their own notions of time, in the consciousness of the emerging political subject. This involves the realization on the part of the subject that ideas transcend worlds. Ideas are trans-temporal. This reveals the Lacanian point that History exists only symbolically. History is the narrative of the totality of human experience. To exist on the level of the Real, history could only come about after the end of humanity. The historical is a symbolic vantage point from which the emerging subject avoids the real, but can still glimpse the eternity of the Idea.
Finally, there is the subjective element. Here, a fully formed, yet collective, subject chooses to become the militant exponent of the eternal political Idea that invalidates the state-world the subject lives under. In Lacanian terms, the collective subject projects the Real of the Political Idea into the symbolic of history. The (collective political) Subject is the imaginary of the Real, or the Idea, since the Real/ Idea cannot itself be symbolized. There is an interplay between the subjective moment of (Real) political truth and that moment's symbolization into the universal/imaginary of History. The Idea exposes truth (the Real) through the structure of a fiction (the imaginary/history).
Badiou calls on his readers to rescue the Idea of the Good (the Communist Hypothesis) both from the capitalist world-that-is and from the temptations of state-ism, the temptation of the (impossible) task of dragging the Real into the muck of the symbolic realm, which in this work Badiou (like Derrida) would claim was the mistake of “actually existing socialism”. For, Badiou repeats, the state is always, whether socialist or capitalist or whatever, the agent of the finitude of possibility. An event is always the opening of the infinite. The event symbolizes the discovery of the Real. It does not symbolize the Real, the Idea itself. The event merely gives a sense of what might be possible.
I guess my main criticism of this work is that, for all of its attempts to negate the “dangerous” elements of revolution, i.e: that the revolution thinks of itself as truth-itself-in-action, Badiou's fusion of Lacan and Plato ends in a dangerous notion of the “immediate” (riotous) subject as transcendental- as the imaginary embodiment of a Real that the rest of us are not even allowed to glimpse or question. This is, indeed, the nature of leaderless movements such as anarchistic riots. Vanguard parties, on the other hand, are, at least in theory, participatory bodies.