Racism was a term which first entered popular circulation in the 1930s to describe the theories underpinning the policies of Nazi Germany. This book posits that racism first existed in a progenitor form in the Middle Ages. Racism signifies a dislike or distrust of some “other” based on that “other’s” supposedly inherent and immutable characteristics. This makes racism different from xenophobia. Xenophobia was the term coined by the ancient Greeks to describe a supposedly innate fear and distrust of others (today this could also be referred to as ingroup bias or tribalism). Xenophobia can be theoretically overcome by assimilating the “others” into the in-group. Racism cannot be overcome by assimilation because the “other“ is inherently different and these immutable characteristics cannot be changed. Often, the characteristics that make up a “race” take the physical form of pigmentation differences as well as other physical features. Racism allows the in-group (one’s own race) to treat the outgroup (other races) in ways that it was never treat members of the ingroup because of the unbridgeable differences between the two. This difference in treatment ranges from discrimination all the way up to and including total genocide.
Origins of racism in the middle ages
The ancient Greeks did not have a concept of race or racism. Instead, they distinguish between “civilized” and “barbarian“ peoples. You were civilized if you lived in a city state and participated in political civil life, and you were barbarians if you did not. These categories were not hereditable, they were not based on any type of skin color, pigmentation (in fact, there is no evidence anywhere in the ancient world that dark skin color was used as a basis for drawing distinctions between people ), or physical characteristics, and above all these categories could readily be changed depending on whether one lived in a city-state or not.
The closest thing we can find to early forms of racism were the Christians’ discrimination against Jews. Christianity grew out of Judaism, and to distinguish themselves from the Jews, Christians wrote into the Bible the greatest sin they could possibly attribute to the Jews: they helped murder Jesus. The Christians placed a collective guilt onto all Jews for this crime, and any Jews remaining on Earth only did so because they refused to convert to Christianity. However, since Christianity grew out of Judaism, and since the earliest Christian writers were themselves Jews, it was not possible for Christians to view Jews as a people who had always been inherently irredeemable. They were the enemy whom Christians viewed with innate disdain and suspicion, but Jews could be changed from enemies to friends through religious conversions and baptisms.
Antisemitism grew out of anti-Judaism, with the difference being that antisemitism believed it would be easier and better to eradicate Jews than to convert them to Christianity, and antisemitism became racism when it believed that Jews were inherently and hereditarily different than Christians to such a degree that they were incapable of conversion. In the 12th and 13th centuries in medieval Europe, Jews began to be transformed, in the eyes of Christians, from non-believers to people who were in league with the devil himself. Rumors that Jews poisoned villages and sacrificed children abounded. As plague ravaged the continent to an apocalyptic degree, Jews caught blame for that as well. These black legends made Jews seem less than human, inherently irredeemable, and unconvertible to Christianity. Jews became the scapegoats that millions of Christians blamed for the turmoil, upheavals, and general changes in lifestyle that were occurring in the 1100-1300s. These great upheavals threatened the Church’s hegemony over ideology. This led to the church stamping down on anything that appeared even remotely threatening or ‘different’ to its orthodoxy. This environment of brutal material conditions and ideological intolerance was a breeding ground for proto-racism.
However, the proto/racism of antisemitism did not evolve into racism against black Africans. European contact with Africans was relatively limited until the 1500s, and although the color black was often associated with the devil in folklorist traditions, more often than not black people were seen as mysterious, but not lesser than a white skinned European person. Due to the centrality of
religion in medieval Europeans’ lives, a black person was not important due to their skin color, but rather due to their religious beliefs. Christians disliked black Muslims but liked black Christians. We therefore have very little evidence that Europeans were prejudice against black people before the European slave trade; resentment towards black Africans followed the slave trade rather than preceded it. Only in Iberia, where black Muslims and Spanish Christians came head-to-head, was blackness seen as synonymous with servitude because the Christians there experienced the Muslim slave trade of Africans first-hand.
Racism in the Iberian Peninsula
Coming into contact with West Africa, Europeans were given access to a systemic and fully functional African slave trade at the same time that European slavery was dwindling. The dwindling of slavery occurred for a few overlapping reasons: Europeans found it hard to ideologically justify enslaving other Christians, most Europeans had been converted from paganism to Christianity (the Slavs were the last of these converts, hence why so many Slavs were slaves and why the term “slavery“ grew out of “Slav”), and the practice of trading captive soldiers for ransom rather than enslaving them had become much more common throughout feudal Europe. coming into contact with West Africa. Europeans had few qualms about taking advantage of the fact that enslaved Africans were not Christians, which made it easier to justify their enslavement. These slaves would readily be available to use as the grunt labor force on plantations of the colonized New World. The early slave trade of African slaves by Europeans was easily justified by religion, which negated most incentives to create a racist ideology to justify their enslavement.
So, while the Iberians did not need to devolve racism to justify their position in the African slave trade, in 15th and 16th century Spain views developed which were much closer equivalents to modern racism. This racism revolved around the treatment of Jewish converts (“Conversos”). The intense conflict between the Catholic Church/crown in Spain with the Muslim Moors, which resulted in the Christian reconquista of Spain in 1492, was what precipitated this religious intolerance. Christians felt threatened by the power of Muslims and therefore closed ranks and drew down much harder boundaries on what constituted a Christian. They increasingly forced ever larger numbers of Jews to convert; Jews had the choice to convert to Christianity by force, immigrate else and allow their property to be expropriated in the process, or die by the hands of Christians. Massive pogroms against Jews spread across most of Spain, and in the wake of this massive threat most Jews chose to convert to Christianity. Unfortunately for them, this large amount of Jewish converts was historically unprecedented (the approximately 500,000 converted Jews in Spain were more than anywhere else in Europe), and the Spanish crown had no way to easily assimilate these Jews into Christendom. Previously, Jews could be married into christian families to really solidify their religious conversion; this was not possible for 500,000 people. These recent converts appeared to be a Jewish ‘fifth column’ who were only biding their time before they rose up against their Christian oppressors.
To keep track of these distrusted recent converts, the Spanish crown instituted a system of tracking ones’ lineage. Recently converted Jews, whose bloodline directly descended from Jews, were labeled as Conversos. Conversos, due to their lineage, faced legal and institutionalized discrimination. Importantly, they were barred from many public offices and prevented from partaking in the conquest of the Americas. For Europeans ‘bloodlines’ had always been important. The blood coursing through a person’s veins was apparently what distinguished someone as nobility. The systematic way with which the Spanish distinguished between pure and impure bloodlines, though, was the first time that this had been implemented to a large ethnic group. People living under the rule of the Spanish crown had to have certifications proving that their bloodline was either pure or impure; this was a step towards modern racism. Although Spain’s institutionalized anti-semitism still grew out a religious distrust for Jews by Christians, the way in which the Catholic Church and Spanish crown treated Jews as inherently and irreparably different than Christians due to their “impure blood” resulting from their equally “impure bloodlines” was a qualitative leap towards a new form of racism that eschewed religion for biology.
At the same time Spain was internally codifying racial blood claws, they were externally colonizing the Americas. Their experience colonizing the Canary Islands, as well as popular medieval mythologies and folk tales which believed that the far reaches of the Earth were populated by subhuman monsters and “wild men”, influenced the way they viewed the indigenous of the Americas. When Spain had colonized the Canary Islands near Africa, they proceeded to enslave the islands’ inhabitants on the justification that they were wild men and savages. Eventually, the church prohibited the enslavement of the indigenous peoples of the Canary Islands, arguing that it distracted from the Church’s ability to turn these wild pagans into Christians. When Columbus landed in the Americas, one of the first things he did was draw direct comparisons between the islanders of Hispaniola and the Canary Islands.
According to the colonizers there were two types of Native Americans:
1.The Native Americans who were not overtly hostile to the colonizers were believed to be child-like simpletons. They were apparently not far removed from a supposed “state of nature” and would therefore make easy converts to Christianity. This was the origin of the ‘noble savage’ trope
2. The Native Americans who fought back were portrayed as rabid cannibals. They inherently were incapable of conversion to Christianity and would have to be killed
The racism born out of the Iberian Peninsula still relied on religion. It therefore, was, which distinguishes it from modern racism. Spanish and Portuguese discriminated against Muslims and Jews because they had been exposed to Christianity and rejected it, even after their force conversion they were still seen as harboring an inherent rejection of God and sympathy with the devil. The pagan Africans and Native Americans, on the other hand, were believed to have never been exposed to God. Therefore, in the eyes of the Iberians, although these ‘pagans’ were lesser, they could still be converted to Christianity.
Curse of Ham
As the indigenous population of the Americas died due to genocide and disease, which was often seen as the will of God and proof that these pagans deserved it, African slaves were used to suplant their labor. The enslavement of Africans was justified by the Biblical story of the “curse of Ham”. In the book of Genesis, Ham drew the wrath of God by viewing his father, Noah, naked and was therefore cursed into servitude for all his generations. Slave masters and their ideological supporters argued that Africans were the sons of Ham, and their black skin was the visual signifier of this curse. Christians, and previously discussed, did not want to enslave people that had been baptized and converted to Christianity; historically, slaves who were baptized often were set free. The Son of Ham story helped circumvent this by “proving” that it was God‘s will for Africans to be enslaved. Their enslavement was immutable and passed down over generations.
Christianity proved to be an extremely malleable ideology for racist thinking; it was readily used as justification to promote ideas that emphasized ineradicable and supernatural differences between Christians and Jews, or between white skinned Europeans and black skinned Africans. Jews were generationally cursed for killing Christ, while black people were generationally cursed for the sins of Ham. However, these views came into contradiction with the Christian notion that anyone could be saved by giving themselves up to God through conversion rituals such as baptism. Christianity therefore laid the foundations for modern racism, but could not see it through to its full flowering. Although many groups could take advantage of the ideological malleability of Christianity, such as slave traders or the Spanish crown, there were just as many churches and Christians within them who rejected these notions and still attempted to evangelize and convert Jews and black Africans. Many people drew from the exact same ideological source as the racist Christians to argue the exact opposite conclusion: that there were not immutable differences between Christians in Europe and Jews, Muslims, black people, Native Americans, etc in the eyes of God.
The Enlightenment
The modern ideas of races, in which all people can be categorized and labeled based on physical characteristics such as skin color, did not appear until the 1700s. The scientific thought that grew out of the Enlightenment was a necessary precondition for the construction of a more ‘scientific’ and less supernatural racism. The more modern “scientific racism” at first argued that one’s immutable and inherent characteristics on physical features were associated with the region a person’s lineage descended from. In 1735, Carl Linnaeus, a father of modern biology and the developer of binomial nomenclature (two-name system for all living organisms), characterized humans as a species of primate. He then further subcategorized humans into what he saw as scientific types (although he included some mythical categories which were holdovers of medieval myths and legends). This was an inherently racist process which differentiated humans between ‘Europeans’, ‘Asians’, ‘Africans’, and ‘American Indians’. His description of the races clearly showed his bias: while Europeans were inherently resourceful and creative, black Africans were inherently indolent.
Another example of the pervasiveness of racist thinking in the formation of modern science appeared in the works of the father of modern anthropology: Johann Friedrich Blumenbach. In 1776 he published “On the Natural Variety of Mankind” which recognized that all humans belonged to a single species which shared a common ancestry. Even still, he divided humans into 5 categories based on the continents: Caucasians, Mongolians, Ethiopians, Americans, and Malay-based people. He traced white people to the Caucasus (hence the term ‘Caucasian’) and did so because of how the supposed “beauty” of the peoples of the Caucasus was nearly identical to the “beauty” of white Europeans. These Caucasians, he claimed, were the original human race from which all others diverged or degenerated from.
These scientific thinkers bridged the gap between humans and animals; we were no longer unquestionably children of God created in God’s own image; we were animals just like apes, birds, fish, and all the rest. This ‘naturalistic chain of being’ (as opposed to the ‘divine chain of being’ which saw god at the top, humans in the middle, and animals at the bottom) could be employed to say that some humans, such as black people, were closer to apes and other animals than other humans, such as white Caucasians. Humanity all shared a common origin, but the variations that resulted in the apparent “separate races” were caused by environmental differences and were very hard to overcome. It seemed obvious to many people in the 1700s that the differences in skin color between black and white people could be attributed to the temperatures and climates that they lived under. However, most took this a step farther to argue that environmental factors had inherently made Europeans intellectually superior to the other races as well. Some even proposed a vulgar-materialist conception of this superiority, arguing that the abundance of fertile soil and sources of food had made Africans lazy and therefore stupid. Europeans, who had to work hard for their sustenance, had been made into a more inventive and innovative race thanks to environmental factors. Climate had degenerated the other races from the progenitor and superior Caucasian race, but when (forcibly) transplanting African slaves to the Americas and keeping them there for generations did not make their skin any less black, it seemed reasonable to assume that it would take a very long time to reverse these climactic disparities.
In the minds of European racist ideologues, there was no reason to consider other races as cultural and intellectual equals to Europeans, although over time they could possibly be molded into their equals through “civilizing” processes. European dominance over other “races” (ex: enslavement of Africans, colonization of India, victories over China in the Opium wars, to name a few) provided the living justification for the idea that white people were the most superior race. There was a purely aesthetic aspect to this racism; white people believed other white people to be the most attractive of the races, and they imposed these beauty standards upon others. Physical characteristics such as skull shape also became important (and equally pseudoscientific) signifiers of intelligence. In the wake of the French revolution and the flowering of liberal democracy, questions arose about who was “fit“ for citizenship. In France, women, children, and the insane were not given the rights of citizenship, which include the right to vote. Theoretical questions soon sprung up about the right of certain races to be citizens, although in France these remained purely theoretical because it was almost entirely made up of the Caucasian race. In America, however, the idea that the white race was more worthy of citizenship than other races was fully put into practice.