How the Red Sun Rose 【红太阳是这样升起的】is a fine-grained history of how Mao Zedong rose to power within the Chinese Communist Party from the early 1930s to the end of the Second World War. The author, Gao Hua 高华, a history professor at Nanjing University and never an official member of the party, wrote all this in his spare time. The translators, Stacy Mosher and Guo Jian, also deserve considerable praise for their work on such a lengthy and specialized text - fifteen years of inter-party conflict is not an easy task even for a seasoned translator.
With such a sensitive topic, it is no surprise that the book was quickly banned from publication on the mainland. It was published by the Chinese University Press of Hong Kong in 2000 and has been reprinted over thirty times since then.
The Chinese Communist Party did not start with Mao - it began in Shanghai in 1921. At that point, it was a bodge of urban intellectuals, army officers, and hardened peasant rebels. It only began to resemble its later form by the 1930s and 1940s in the dusty town of Yan'an in Shaanxi Province, after the long march, several military campaigns, and intense 'rectification' campaigns led by Mao himself. It took on the ideological backing and later the organizational structure of a party-state.
Mao, who started off as a regional representative in the party, worked to improve his position. After purging the (fictional) Anti-Bolshevik League in 1931, he was sidelined by more Soviet-aligned officials within the party by the mid-1930s. (He later got back at them by seizing all the CCP's radio equipment and controlling communications between Moscow and Yan'an). After the party suffered a series of military defeats, he seized control of the armed forces at the Zunyi Conference of 1935. The bulk of the history focuses on his total consolidation of power from 1937 onward.
A part of the inter-party struggle was ideological; being a Marxist-Leninist party, the CCP takes its ideological battles seriously. Mao distrusted the theoretical intellectuals - to him, bad theory was "dogshit". Gao emphasizes that one of the more foundational works of Marxist history was Joseph Stalin's "Short Course on the History of the Communist Party", which recasts all of the Communist Party of the Soviet Union's history as a series of battles between the party and outside forces, internal saboteurs, and that class struggle only intensifies as the state moves towards socialism. Mao found much to admire in the book. He recast himself in the role of being always right, and that opposition was due to "empiricists", "dogmatism", "formalism", "book worship", "opportunists", and any number of intellectual sins. Ideology was not a series of beliefs, but a political weapon, where deviation from what Mao considered acceptable was a punishable offense.
That is not to say that Mao did not have his own set of beliefs to propose. What he most consistently felt and advocated was the "Sinification" of Marxism - of adjusting those foreign doctrines to suit what he felt was China's needs. As a careful student of Chinese history, he understood that China was still vastly rural and that any urban proletariat would be the only driver of rebellion - the peasantry was the more effective choice for that. His contribution, therefore, was combining Chinese nationalism with Marxism-Leninism.
The peak of the book is its discussion of the formal Rectification Movement of 1942-1944. He attracted Chinese intellectuals to Yan'an, and then unleashed a combined force of ideological 'thought work' with personal surveillance. Those at the conference, led by Mao's own head of secret police, Kang Sheng, were made to study some twenty-odd of Mao's works, report their own personal and familial history, report their own private conversations, report their own private thoughts, and write elaborate confessions of their own omissions and failures. To quote, their trousers were pulled down and their tails were cut off.
The campaign's most violent period was the "emergency rescue" movement, which only stopped with Soviet intervention and the looming threat of civil war. This was more violent than indoctrinating, with torture, forced confessions, mock executions, and party cadres killing themselves out of despair. The quotas of guilty officials to find parallels what Mao would resort to later in his career - where the Cultural Revolution has its beginnings in 1942, not just 1955.
There is much to learn about the party, its methods, and its history from this volume. One finds many of the figures here would play a role in the CCP for decades. Kang Sheng, whom the author compares to Lavrentiy Beria, would retain power for the rest of his life. Another one of Mao's most loyal followers, Liu Shaoqi, would be purged during the Cultural Revolution some twenty-five years later.
The book also overturns much of the historical record. Obviously, it goes against useful idiots like Edgar Snow, who think of the Yan'an period as an extended book club. But on the other hand, it also challenges more serious scholarship on the Cultural Revolution period, which saw its roots only extending back to the 1950s - that did not go far back enough.
On a final note, it invites connections between the CCP of 1942 and the CCP of 2020. China has changed beyond imagining over the past 60-odd years. China is not overwhelmingly rural, and the people are much richer. But in the doctrine of the party-state, of combining a touch of Marxism with Chinese nationalism, and the threats of encroaching surveillance and sweeping away old party elites are topics that are of further interest today.
I recommend this for any serious scholar of CCP history and contemporary politics.
How the Red Sun Rose: The Origin and Development of the Yan'an Rectification Movement, 1930-1945, by Gao Hua, is a beast of a book that looks at the political factions and rivalries within the early CCP movement, leading up to Mao's final seizing of ultimate power in the CCP during the Yan'an Rectification movement. This book is a flurry of names, dates and movements that resembled the factional infighting and differences of opinions that led to numerous purges, rectification campaigns, and executions. Beginning in the early 1920's, when the CCP was an urbanite party run by scholars and disgruntled army officers, the book chronicles the waves of changes that the CCP went through, both in its distance to or from the Comintern and Soviet Union, and its internal Chinese characteristics. The CCP went through many moments, first purging the AB-League and Socialist Parties, (mostly fictional) movements that sought different policy directions, and often ended in mass death. As it developed, it took on its peasant party characteristics, which would make it unique amongst the Communist movements of the time. Mao Zedong, of course, played a huge role in this, as did other important early CCP members; Zhou Enlai, Bo Gu, and Wang Ming to name a few, but many hundreds of others grace the pages of this close thumbing through of early CCP history.
This book is detailed to the extreme; it is no wonder it is banned on mainland China. The squabbles in this book chronicle the rise of Mao, the many blunders and mistakes of the CCP, as well as some of the more bald-faced power grabs. This was a brutal time in history; saying the wrong thing might get one killed. Even so, it is interesting to read this history, as it chronicles the movement in intricate detail, pouring through available sources like party minutes and agendas, internal memos, and first hand accounts and diaries. I cannot do this book any justice with a longer review; it would take a scholarly book review to do the trick. Even better, give it a read! Much is to be gleaned on early CCP history within.
By all means not a quick read. The book never lost my attention though, having been well translated and providing information available nowhere else. The most important parts are the descriptions of the torture of "social democrats" in the "campaign against the AB League" and the torture by sleep deprivation, starting with the anti-liberalism campaign, the persecution of Wang Shiwei, secondly the Party School rectification and, lastly the Emergency Rescue campaign. The most important parts of the book could be cut down to 100 pages or less. Including 2-3 pages about the Soviet system of the Chinese Soviet Republic in chapter 1, the nomination of Mao as party chief by Georgi Dimitrov, the original purpose of the Organisation Bureau, etc.
What did I use this book for? I published a short piece evaluating the communist land redistribution program based on Bianco 2005, Dikötter 2013, DeMaire 2019, and comments by Qin Hui and some chapters in The Cambridge Economic History of China. https://totalrevision.blogspot.com/20... However, my perspective shifted from focusing on the violent Klassenkampf itself (which I could still write more about), rather I look at the strategic coherence with what comes before and after (implicitly taking into account the strategic context of WWII and the civil war period).
With the help of the secret service and Organisation Bureau, the Rectification campaign (1942-5) made the bureaucracy into loyal Maoists, that went on to put in place Mao's utopian 大同 step by step. Thus 1947 land redistribution was clearly insincere, since land would become the public property of the state in the mid-50s. Statistical evidence and the story told in How the Red Sun Rose, as well as statements by Liu Shaoqi and others, point to the insincerity of land redistribution and the sincerity of class struggle as the ultimate guarantor of revolutionary justice and societal progress. The latter clarifies the relationship between communist ideology and revolution, supported by the accounts of Dikötter and DeMaire. Moreover, Bianco’s account provides further proof that land redistribution was a communist party power-grab, rather than an emancipation effort.
The myth that Mao was not a communist because he didn't make society more equal is prevalent among pro-democracy dissidents of China with a hope to combine Communism (and its supposedly humanist cannon, in their view linked to the May 4th movement) with democracy (that only ever existed in rhetoric within the communist movement, cp. my review of From Raj to Republic by Purushotham). Instead, what is sometimes assumed, is that Mao was a sort of Chinese warlord that wanted to become the next emperor and maintain a traditional Chinese hierarchy. But How the Red Sun Rose contradicts this narrative of Chinese continuity. While there are of course some examples of Mao's enthusiasm to sinicise communism (laid out in the book), the political and social system and especially the concept of revolution through class struggle are all imported from Soviet communism. From this perspective, if communist China is to be understood as continuous with the imperial past, then it should at least be considered a "foreign" form of “dynasty” (in the Ancient Greek sense of the term). Communists in the 20th century didn't believe in equality in a pragmatic sense, they believed in history. They believed in the power of class struggle as the motor of history that would lead to equality. Equality was a feature of the future society, not necessarily of their economic or social policies. The rigid understanding of which type of policies would be conducive to class struggle led to a hierarchy that made China more "feudal" under communism than before communism.
The fact that class struggle was at the center of communist policy-making is evident from episodes such as the purge of the AB League, the Rectification campaign or the 1947 land reform, even before the country was conquered in 1949.
The re-evaluated praxis of class struggle during the reform era and again after the fall of the Soviet Union can be contrasted with its praxis in the Revolution era. I’d hypothesize that the juxtaposition of the Rectification campaign to today’s practices reveal firm continuities (one fundamental difference being that today there is no need for coercing the writing of diaries or autobiographies, since such private data can be collected automatically through social media). Thus, equally with the intention of examining communist party practices in today’s China, reading Gao Hua’s book can be meaningful.
THE BOOK that determined my career path. Having read it for three times, I can still learn something new every time I check a individual chapter for reference, be it meticulous cross-reading of diverse sources, innovative analysis of single historical moments, or the concise but meaningful diction. The book well balances narrative and analysis, telling decades-long story of Mao's rise to supreme power within the CCP from different perspectives. Gao's subsequent research all center on the approaches and findings of this book. He is extremely skillful in describing how sophisticated CCP ideology worked out in reality, appealing to social and even cultural history.
P.S.: Gao is truly a compassionate and outstanding historian; he is not a dissident. The hagiographical description of him as a heroic figure against evil Maoism and Communism is outrageously ahistorical and upsetting.
看完最大的感受是绝望和不值得。绝望的是,没想到比起“坏人”,毛更是一个睚眦必报斤斤计较的小人,最擅长的事是翻旧帐(眼前浮现的是一个阴暗小人躲在角落把所有人有意/无意的“与之相左”“错误”言论一条一条记到小本本上,用来日后打倒这群人),只放过和自己意见完全一致的人。可讽刺的是刘少奇日后不也是被毛在文革中打倒吗…“搬起石头砸自己的脚”,刘自己应该也不会想到,由他们大力推动升起的红太阳最后反倒埋葬了自己。小人当道直到今日,延安整风中大力推行的审查、肃奸、抢救等卑劣的政治斗争方法也延续到现在,领导我们的人正是最不信任我们的人,so sad.
This book is organized around the Yan'an Rectification Movement in 1940s in the areas occupied by CCP and its armies during World War II, but goes beyond the event itself. Not only does it touch upon various prototypes of the movement (e.g. the purge of so-called Troskians); it also inquites into the function of the Movement for Mao Zedong, its underlying ideology, as well as the influence it exercises even upon the way the People's Republic of China deals with problems nowadays. Therefore, the book is genuinely historical rather than merely documentary. It helps us understand contemporary China - which is largely a legacy of the Movement - and step out of the confusion generated by decades of sorrow, fear, deception and self-deception.
Although Gao Hua's problematic is extremely acute, his historiological approach has been fundamentally influenced by the historical material to which he had access. Significantly, one of the central claims of the book is implicitly based on class-determinism. The argument runs as follows: 1) upon its foundation, CCP mainly comprised intellectual elites, most of whom had been well educated in orthodox Marxism; 2) the persecution of them by KMT greatly reduced the population of this elite class; 3) moreover, as Mao founded the citadel in Jiangxi through military riots, CCP had to depend more and more on its army, and people from the peasant class began to seize power; 4) the peasant class was only interested in the traditional mode of revolt, namely in annihilating those currently in charge so as to acquire power and domination for themselves; 5) the peasant class was also hostile to the elite due to the feeling of inferiority and anti-intellectualism; 6) therefore, Marxism underwent fundamental banalization, in the name of sinicization, so that the egalitarian revolutionary ideal was distorted into a combination of populism and "inverse" hierarchy - the humbler, the nobler; 7) finally, all these happened through the deliberation of Mao, an archetype of narrow-minded peasant who is sly and without principles.
Despite the questionable perspective, all these becomes more plausible when Gao situates them in the context of the extreme harshness of Chinese socialist movement. For a very long period, CCP was seriously threatened by oppression, espionage and permeation from the Kuomintang part, even when they were apparently in collaboration. Consequently, the CCP "mind" would perceive anything new primarily as detrimental, obstructive, or at least dubious. The sense of otherness was pushed to such an extreme that even members of the party could well turn out to be enemies, and thus should not be trusted until spiritually destroyed and re-manufactured. This basic attitude still dominates today's China and prevents it from incorporation into the world at large. It also necessitates "engineering of the souls" of its people.
On the other hand, the elite members of CCP tended to compromise when confronted by Mao, for they feared more of the cleavage of the party and of hence failing to realize the revolutionary goal. In a sense, Mao recklessly abused their toleration and managed to defeat and defame them one by one, finally establishing his supreme autocracy. The significance of Gao's narrative is its disclosure that CCP's radicalness has been constituted by the radicalness of the Other, i.e. the atmosphere created by its "opponents", real and imaginary. No doubt that Gao's book soon became part of this otherness. However, it is one thing that the party had to react under a critical circumstance; it is another thing that Mao overestimated the severity and utilized it to legitimize his attack on his colleagues and the rise of his own authority.
The book also reveals a lot concerning the psychology of people under Maoist regulation. First, as an application of economical materialism, the hierarchical accommodation and catering system had a significant impact on the dignity of intellectuals, for their knowledge and judgment were rendered "useless", even not deserving one's sustenance.
Second, the personal experience during the rectification movement is a complex of being educated, self-doubt and self-negation, terror towards torture, mutual distrust, confession and utter renewal of personality. One might be reminded of some extreme versions of Christianity, which was also aimed at reformulating the soul. The curious point here is that, once initiated, this process can strengthen itself more and more until externally extinguished. Presumably, there is some pleasure in radically renewing one's character (think of religious conversion), except that all these were intentionally incurred and regulated. In this way, the personal basis for an authoritarian society was prepared.
The book also summarizes Mao's attitude towards the function of journalism and art. It is highly pragmatist in that it requires every work to be a means of politics and accordingly forbids any criticism and suspicion. The control over the communication of information and ideas has been so effective that it becomes almost impossible for ideas even to be generated. Self-censorship out of terror turns out to be much more pervasive than overt ones.
For someone who grows up in China, this book is just articulating what has always already been felt and feared implicitly. It is most contributive in terms of clarifying the sources of problems and distinguishing between Marxism and its Chinese "variation", between the good intention of predecessors and the freak that emerged out of it, between the necessity of struggles, the formidable arbitrariness of some individuals, and the soil that enabled their deeds.