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Series 65 Study Guide: Practice Questions for the Series 65 Exam (North American Securities Administrators Association

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The Series 65 exam — the NASAA Investment Advisors Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA.

The exam consists of 130 scored questions. Candidates have 180 minutes to complete the exam. In order for a candidate to pass the Series 65 exam, he/she must correctly answer at least 94 of the 130 scored questions.

This study guide contains high frequency questions designed to help simulate the actual exam.

38 pages, Kindle Edition

Published June 17, 2016

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David Peterson

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Displaying 1 - 2 of 2 reviews
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Author 1 book8 followers
April 10, 2022
Not a good deal

You get 79 questions for the price. The questions have ambitious formulation where more than one answer is correct.

One solution is missing.
1 review
November 25, 2017
Light test

I’ve been licensed before, and this practice exam is a very light refresher. It doesn’t cover more than 1/2 the topics the series 65 tests (check the PDF on your state website for a link to the study guide [FREE]) but it’s a good warmer-upper for some of the really broad topics that will be on the exam. It’s the warm-up pitcher in the bull-pen for the price.
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