The Series 65 exam — the NASAA Investment Advisors Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA.
The exam consists of 130 scored questions. Candidates have 180 minutes to complete the exam. In order for a candidate to pass the Series 65 exam, he/she must correctly answer at least 94 of the 130 scored questions.
This study guide contains high frequency questions designed to help simulate the actual exam.
I’ve been licensed before, and this practice exam is a very light refresher. It doesn’t cover more than 1/2 the topics the series 65 tests (check the PDF on your state website for a link to the study guide [FREE]) but it’s a good warmer-upper for some of the really broad topics that will be on the exam. It’s the warm-up pitcher in the bull-pen for the price.