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283 pages, Hardcover
First published January 28, 1973
...my role became that of examining the evidence for an against the "popular", lay view that the Nazi movement, especially as expressed in their mass extermination of helpless, unarmed citizens of their own and other countries, was a "collective madness" led by insane individuals and carried out by fiends as inhuman as Nazi propaganda pictured its own enemies [...] I have tried to apply relevant parts of[..] socio-psychiatric theory to face-to-face study of the personalities and life stories of a small sample of men men who actually, manually or executively, perpetrated these organized, official persecutions, tortures and murders.Unfortunately Dicks' results are meagre and simply provide corroboration of Hannah Arendt's key intuition into the "banality of evil" and Stanley Milgram's notorious experimental results on just how far most ordinary people obey orders by people perceived to be in authority. Dicks quotes both these sources.
...based on a set of validated ratings of personality traits significantly correlated with Nazi fervour and fanaticism.Perhaps the most interesting -and chilling- aspect of the most frequent factors attached to what he terms "personality pointers" are:
(f) Paranoid scapegoatingThese factors show the highly subjective nature of the questionnaire -when coupled with the small number of subjects under study (61) and the fact that there is no control group leads the attempt to provide a "statistical analysis" to fall apart. Dicks approach should definitely be considered under the heading of "soft" methodologies. According to the chapter headings, the eight SS prisoners actually interviewed are grouped into:
(b) Need for affiliation and gang comradeship
(h) Urge to act out brutality, sadism, love of brawls
(a) Submissive character, hero-worshipper
(e) Smarting under national humiliation and weakness
(c) "Manliness", love of being a soldier.
- The fanatic?I must admit, I did not have the stomach to finish all the case studies, they are predictably chilling because of the interviewees' matter of factness, the defensiveness and evasiveness they display, their aggrieved air and/or their wheedling, cajoling and special pleading.
- Two norm setters
- Two medical humanitarians [humanitarians should be in quotation marks]
- Free enterprise: Two privateers
- The lawyer turned hangman
Two commonly encountered thought-stereotypes about the Nazis will, surely already have been weakened or eliminated by my interview reports. The first is that these SS killers were "insane" or uncontrollable people, in any generally understood clinical sense. This makes the assessment of their "temporary" systematic, murderous activity all the more baffling and psychologically important. The second widely believed idea -that Hitler's terror and extermination activities were exclusively and narrowly focused on Jews and thus a murderous exaggeration of anti-Semitism alone -is also found to be untenable. [...]An important key to totalitarianism is mass indoctrination:
My task has been to throw some light on how that ideology and disastrously destructive implementation came to grip individuals such as my interviewed men and make them its available and willing tools. This will involve on the one hand some discussion of the special claims a state or a political authority has on its subjects' loyalties and obedience. On the other hand it will necessitate an examination of the latent capacities of "ordinary" men to harbour and, under given conditions to activate, murderousness, and, when the given conditions have ceased to operate -to return to inconspicuous, "ordinarily" law-abiding reasonable existence.
Frau von Baesyer-Katte has skillfully depicted the process of regression towards the acceptance of Nazi group norms [...] after the Party came to power. At mass level there were the constant uniformed triumphal marches, day-long singing of the Party's "Horst-Wessel" song, in short the build-up of a "We" feeling, from which no patriotic "decent" person could stand aside. One had to cheer, too. It now became easier to succumb to the subtly introduced blackmail of Party pressure through the appearance in offices, industrial plants, etc., of uniformed or at least openly Nazi "believers". In the climate of Germany of those days such people easily became paranoidally regarded and feared as planted secret informers.. Thus conformity -always a strong social motive- by colluding with these early elements of terror, in the shape of "authentic" representatives of the new and required group ethos, replaced individual rational criticism and moral judgements. People had to vie with one another in public to mouth the right sentiments. It became a spiral in which each suspected the other of being "authentic" and thus challenging loyalty. At first a person wih an averagely humane conscience would condemn himself for this lack of moral courage and self-betrayal. This became too intolerable -so the second stage was a denial: surely there had to be some truth in what Nazi beliefs he had to assent to in his group [...]As for the role of the leader:
[Freud] thought that a group primarily coheres because it meets the need of its members for the equal, shared love of a leader[...] Freud, with characteristic pithiness, says that the illusion that the members of a group are "equally and justly loved by their leader" is "simply an idealistic remodelling of the state of affairs in the primal horde, where all of the sons were equally persecuted by the primal father, and feared him equally." The fascination and devotion evoked in the affiliate towards the leader is thus closely related to the individual's ambivalent and thwarted primary love needs in the phased development of his parent-ties. The ties of identification can simultaneously make the affiliate feel powerful through the shared omnipotence of the "father-leader" and of common, one-pointed herd-like direction; and at the same time also feel a powerless, dependent tool or cog, in awe of the group's power to threaten and persecute him if he fails.Finally, in the postscript, the author reminds us, that many upheavals of historical underdogs that aim at establishing "the rule of righteousness" and collapse into tyranny share the common features of extreme left wing and extreme right-wing systems:
(a) In-group exclusiveness and hostility to almost all out-groups sharply delimited from the former;Since Dicks studies "the German case" he leaves unanswered a crucial question: once such a thought-system digs its claws into any given society, how can it be dislodged?
(b) Demands for complete submissiveness to the in-group as the only true source of beneficent change;
(c) The tendency to categorize persons with respect to selected characteristics and to make "all or none" judgements on strength of these [...e.g. ]"Capitalist hyaena", "Red scum", "imperialist spy", "terrorist circles", etc.
(d) The vision of the world as a scene of unceasing conflict (e.g. "class war", "survival of the fittest" as Darwinian sociology, "constant watchfulness", etc.);
(e) Disdain for sentiments of tenderness, for family bonds, for toleration of "enemies" as weaknesses in the in-group's struggle that demands total commitment and hardness ("a good Bolshevik", a "real soldier");
(f) Belief in the existence of ubiquitous hostile, conspiratorial influences and their masked control, even over quite remote spheres of life. Hence the complementary belief in the necessity to uncover and penetrate these and to achieve complete control, since one's in-group is the object of these conspiratorial designs and can only survive by manipulating and checkmating them, if necessary by violence, logically justifiable.
(g) The ideal of a conflictless, wholly harmonious society to be achieved only in the final triumph of one's in-group which holds the key to it.