Although this book is primarily written by Christof Koch, the contents are fruits of his intense discussions with Francis Crick (co-discoverer of the DNA structure) and Koch’s own research into the field. “For reasons of his own, Francis chose not to be a co-author of this book,” he writes, alongside a strong foreword from Francis Crick.
The book starts with what needs to be explained. What is the relation between the conscious mind and the electro-chemical interactions in the body that gives rise to it? How do taste and crunchy texture of potato chips, the unmistakable smell of dogs, or the feeling of pleasure on seeing a loved one or a beautiful scenery, emerge from the network of neurons? The puzzle is, how can a physical system have qualia? However, rather than a top-down approach which makes the problem intractable, Koch tries a bottom-up method. For this purpose, Koch defines the Neuronal Correlates of Consciousness (NCC, but it is unclear who introduced the terminology) and his quest focusses on finding them. As of now, the question of consciousness—how it happens, how it gives rise to qualia, etc.—are still unknown and therefore the quest is still a quest—incomplete and unanswered, but probably in the right direction. Also, since the quest is from a neurobiological viewpoint, the physics behind it takes a backseat, far behind with nary an attempt.
Neuronal Correlates of Consciousness (NCC) are the minimal set of neuronal events and mechanisms—including synapses, action potentials, neurons, and coalitions of neurons—jointly sufficient for a specific conscious percept. The NCC stands to represent, like an executive summary, selected aspects of the environment—the one you are currently aware of—in a compact manner, to which the organism is trying to adapt to (a microevolution of sorts) and is available for the planning stages of the brain. When the NCC for any percept, for example to recognize a face, is artificially stimulated, say with Transcranial Magnetic Stimulation (TMS) or such, the perception of the face will be created in the mind even when there is no face being seen. Conversely, when some of the face recognition NCC neurons are inhibited, the brain will not be able to recognize the face even when it is right there.
Let me give an analogy. Genes, we know, are the basic unit of heredity. However, to describe the complete characteristics of any individual, nature alone is not enough. The impact of society, culture, environment, and upbringing—i.e., nurture—also plays a big role. Richard Dawkins coined the term memes to describe the basic unit of cultural heredity which influence us. On similar lines, NCC is the minimal unit which describes a conscious percept. NCC are basic units of conscious perception that is constantly happening in our brains.
The book is quite strong on the neuroanatomy of the cortex, specifically focusing on the visual pathways. It describes the retinal structure including the cones and rods, fovea, blind spot, optic nerves, and its connections into the brain regions. He describes the necessity and role of hierarchical arrangement of cortical regions (e.g., LGN, V1, V2, IT, MT, etc.) with feed-forward and feedback connections, as well as the six-layered columnar structure of the cortex, all the time focusing on vision (as it is the most studied senses), but generic enough for other senses too. Alongside, he explains the brain waves and oscillations which Electroencephalogram (EEG) reports show. These background materials are required to research into consciousness, and Koch does a good job of interleaving the descriptions and their relation to the topic on hand, viz. the quest for NCC.
The research strategy to identify the NCC involves relating behavioral correlates of consciousness to the neural mechanisms underlying them. Human subjects can be used, but access to their brains is limited to fMRI or via cooperating patients of brain surgery and strokes. Koch also explores the role of anesthesia on consciousness and as a tool to search for NCC but drops it due to inability in precisely delivering it to targeted areas in the brain. Lab experiments conducted on monkeys’ visual consciousness, mice’s tactile senses, and optical illusions (e.g., yellow dots, Gestalt illusions), are commonly used to track the NCC. The roles of diseased and lesioned brains such as strokes, epilepsy, object agnosia, blindsight, sleep walking, etc., in tracking consciousness are sad and interesting at the same time and contribute immensely to study of consciousness. Much of the book describe the results of these experiments and analyses with copious references to scientific literature.
Taxonomy of memory types—short term, long term, and fleeting memories—is one of the nuggets I got from this book. Most of our actions—referred to as zombie-actions—are in fact non-conscious and they don’t make use of memory. We drive non-consciously, we play tennis and music non-consciously, walk, cycle, saccade, and so on without being aware of them. Zombie agents are generally fast acting, unlike conscious perception which takes time to build-up, and without any extraordinary sensations. The moment we pay attention to such zombie-actions—imagine jumping on small rocks while crossing a stream but stopping to analyze the next jump—we run the potential of losing them, and the action could fail. Based on this, Koch recommends a Turing test for consciousness. If a delay is introduced into a zombie action by using a distraction—i.e., forcing the subject to pay attention which is a conscious action—a working memory is established, and the zombie action is destroyed. A working memory (short term memory), therefore, can be used as a Turing test to recognize a zombie action vs. a conscious one. I.e., an organism with working memory is likely to be conscious although the opposite if not true; a man whose working memory is not intact can still be aware but unable to talk about it afterward. In addition, Koch concludes that consciousness does not depend on long term episodic memory, and that fleeting memory (the kind that results in persistence of vision, lasting for less than a second) could trigger NCC. The fleeting memory is the result of an afterglow in the neuronal substrate left behind by the net-wave of spiking electrochemical activity that can, when appropriately amplified by feed-forward and feedback loops in the cortical regions, lead to a persistent perception via the NCC.
Koch also talks about time synchronization of conscious events. When we see a car coming towards us, the conscious percept of motion, of color, of orientation, of sound, etc., are distinct and yet we see a single, whole car coming towards us. In fact, each percept is thought to happen in discrete moments in time. Yet the various NCCs corresponding to the various percepts fuse together to provide a unitary perception and not wavy stills. How does this “binding” happen? He explores a few oscillations of the EEG (gamma band, with frequencies 30 Hz or more) to possibly explain such synchronization linked to cognitive operations but their role in detecting the NCC is neither clear nor very promising. The colloquial name of 40 Hz oscillation comes from the discovery of such gamma oscillations in rabbit’s olfactory system.
Ultimately, the book is about the ongoing quest. The only strong conclusion he makes, as strong as empirical evidence can provide, and contingent upon the neuroanatomy of visual system, is that none of the vision NCC is in the LGN or the V1 regions of the brain. Where they are, is still speculative and up in the air (thalamus, prefrontal cortex, inferior temporal cortex, medial temporal lobe?). Nevertheless, Koch provides a set of hypotheses and speculations where they could be found, a table of necessary conditions for NCC neurons for any percept, and experiments to test them. Some empirically supported characteristics of the NCC—e.g., that NCC are indifferent to blinks and saccades of the eye—are sprinkled along the way. Binocular rivalry (e.g., hole in the hand illusion; when the left and right eye are supplied with different objects, our consciousness jumps in to choose one or the other; how?) and flash suppression (image presented to one eye is suppressed by a flash of another image presented to the other eye, again a conscious, attention-grabbing event; how and where does it happen?) are promising tools to distinguish neurons that slavishly follow the physical input from those that correlate with the subjective percept, the NCC neurons.
Split brains are another tool to track NCC. Split brains personalities are difficult to sustain, even with the hemibrains completely separated, because our brains are quick to adapt. However, with diligence, neuroscientists can stimulate and probe the hemibrains for NCC. The left and right hemibrains are symmetric only topographically but not functionally. For example, the NCC of speech and writing is in the left hemibrain whereas visualizing that object happens in the right. How then, is the integration achieved in an intact brain? How does the NCC get modified? All interesting questions, and no answers yet.
Koch has tried to stay away from the role of emotions, moods, and language towards perceptual consciousness, which is OK. We have enough to unravel even without them. Many researchers think that language and consciousness coevolved in humans. Language is a big contributor to consciousness and Koch alludes to it when he talks about qualia as symbols. Language experts sweat over the tetradic relation, “How can word ‘ball’ actually mean the real ball out there?” This tetradic is a combination of Relation of Identity between the symbol (‘ball’) and object (one of tennis ball or a soccer ball, or an elongated football, or even snowball), and the Relation of Intersubjectivity (understanding) between human-1, and human-2. When a NCC is setup in the brain and a percept of consciousness occurs, this NCC goes on to trigger other associated neurons that are part of more NCCs—what he refers to as the penumbra of the original NCC—in other parts of the brain. Koch identifies that the qualia is a symbolic representation of these downstream neurons and NCCs and stands to represent them collectively (just like how ‘ball’ does for the balls, or how a red light means stop) and stirs a feeling or an emotion in us and gives meaning, or aboutness or intentionality, to the original NCC. We don’t know how to connect the feeling to physical brain, but the qualia—the symbol—is very real, as real as the word ‘ball’ means the ball. The issue is amplified, nay infinitized, because each one’s life experience is not just different, but our symbolic languages are deficient to accurately express our (private) feelings. Each of us is a unique individual, sincerely thinking we are correct while all others are wrong.
Gerard Edelman, also a Nobel Laureate like Francis Crick, has proposed a Theory of Neuronal Group Selection (TNGS) for consciousness wherein he identifies three levels of consciousness, namely, here and now, experiential, and conceptual categorization, and refers to hierarchical cortical regions whose reentrant connections change as the organism adapts to ever occurring new situations, in a microevolution of sorts. Crick and he had disagreement when Edelman first proposed it, but it appears that the essence of the theory is accepted because many ideas in Koch’s book are like Edelman’s, although this book is not about a theory of consciousness but the neurobiology of consciousness.
This book advocates an excellent scientific approach—not a philosophical, handwaving attitude—to consciousness, with solid, hands-on practices to bridge the gap between the material body and conscious mind, epitomized by René Descartes’s dilemma of duality—the separation of the mind and body.