In 1987, when I visited the USSR on an organized tour, I noticed that there were three movements politically popular that we heard about: Gorbachev’s reforms and what they might lead to, the possibility of the Romanov’s returning to rule, and Stalinism. Since Vladimir Putin took power in 2000, Stalinism has slowly been gaining popularity – no surprise. Putin has reinstated Stalinism as his way of ruling Russia. Stalin wanted to expand the territory of the USSR and succeeded after World War II by gobbling up the Ukraine, Byelorussia, the Baltic States, Transcaucasia, and establishing Communist governments in Eastern European countries. Who was this man who had such a powerful influence on Russia? Why is he still influencing that country and its people? The massive biography Stalin: The Man and His Era tries to answer those questions.
The biographer, Adam B. Ulam, was the director of the Russian Research Center at Harvard University when he wrote this 760-page biography. It’s a monument to his knowledge of the USSR and deep research. Published in 1973 during Leonid Brezhnev’s reign in the USSR, it cannot foresee that a man named Mikhail Gorbachev would gain power and try to reform the Soviet government, collapsing the Soviet system in the process and liberating all the countries that Stalin had gobbled up. This biography, however, stands as a glimpse into 20th century Russian history and how Vladimir Putin could take power and keep it despite stiff opposition.
Ulam begins with Joseph Vissarionich Djugashvili, born in the small Georgian town of Gori to a factory worker father and a seamstress mother. Both were impoverished peasants. His father liked his vodka and was killed in a drunken brawl when Joseph (Soso) was about eleven. Ulam comments that Soso had been beaten by his father but this had no bearing on the man he was to become. This would have been the prevailing attitude in the early 1970’s about the long-lasting effects of physical or psychological trauma experienced in childhood. I think if this biography had been written in 2024, Soso’s experience of physical and emotional trauma in childhood would have received more than a two-sentence comment. Nevertheless, Ulam does mention at times throughout the book that Soso harbored feelings of inadequacy and inferiority that drove him to his revolutionary and political achievements.
He received his education thanks to his mother, who worked hard to save the money to send him to the Tiflis Theological Seminary where he would begin to make connections with the young men who introduced him to Marx, Engels, and Bolshevism. After joining the Bolsheviks, he became known as Koba Djugashvili, or just Koba. He was a “working” revolutionary, unafraid to get his hands dirty with illegal activities in support of the cause. This brought him to the attention of the Bolshevik leaders in Georgia. He wasn’t as talented at not getting caught, however, and he spent time in Tsarist prisons and in exile in Siberia. By 1917, he had risen in the Bolshevik movement to become one of the respected leaders. We probably would have called him a Type A personality nowadays, or an overachiever. But he was also intelligent and cunning, with a gift and love for playing political intrigue, as he demonstrated throughout the 1920’s.
The Bolsheviks had a tough time establishing themselves in Moscow and consolidating their power. A civil war nearly tore the country apart after the October Revolution in 1917. It would last for four years. By 1922, Lenin was in control, and the Bolsheviks began building their government. Koba was in the thick of it. He became close to Lenin, although Lenin didn’t trust him and did not want him to succeed him. As it turned out, Koba had other ideas and had been laying the groundwork for his succession long before 1922. When Lenin died after a long illness in 1924, Koba had become Stalin, one of the top ten men of the Bolsheviks. Ulam spares no detail in showing how Stalin used his position as General Secretary of the Communist Party that he’d acquired in 1922 to climb to the top, stepping on the heads of whoever got in his way. For the rest of the 1920’s, Stalin consolidated his power, becoming like a deity in the Party and the country. As Ulam wrote: “Dictatorship required of the dictator not only ceaseless vigilance and hard work, of which Stalin was more than capable until overcome by old age, but also political restraint, and this in the long run was against his nature.”
Ruthless. Paranoid. Vindictive. Demanding. Cunning. Suspicious. Clever. Intelligent. Charming when he wanted to be, but also terrifying. By the end of the 1920’s, Stalin enjoyed near absolute power. What put him over the top, finally, was collectivization early in the 1930’s – the policy of taking away private ownership of farms and creating large state-owned collectives, and at the same time eliminating the Kulaks, the peasants who had both land and money, and who employed the peasants who had neither. It was brutal. Thousands upon thousands of peasants starved. The Ukraine was hit the hardest. All because Stalin wanted collectivization achieved fast instead of doing a gradual change over time to reduce the suffering. And then came the Great Purges, the first 1933-34, and second far worse in 1936-39. It was the last purge that established terror as a ruling policy. What fascinated me about this period was the reason it began and then continued: Stalin’s paranoia about the military officer corps as well as his own political lieutenants possibly turning against him if war should come to the Soviet Union. At the same time, Stalin was dealing with Hitler, the British and the French, and eventually the Americans, trying to play one against the other in order to ensure that the USSR would not be dragged into a war.
Ulam shows how the Great Purge of 1936-39 was a massive mistake. Even after everyone he wanted shot had been shot, he didn’t feel secure. And then war came in June 1941 when the Nazis invaded Russia in a blitz that shocked Stalin to his core. Ulam confirms that Stalin had a breakdown during the first days of the invasion – he retreated to his dacha for almost a week – leaving his government scrambling to order the defense. The war years were not kind to Stalin. They served to increase his paranoia, his reliance on terror as a method of governing. Ulam details the convoluted intrigues, at least what was available to him at the time, the iron repression, and Stalin’s failing health. He wasn’t a young man, and by the end of World War II, people around him were beginning to question his sanity. He would live another seven and a half years, terrorizing the Soviet people as well as those who served him in the government and military. He had begun setting up a new purge in the fall of 1952 but his death in March 1953 stopped it.
An interesting historical fact: In 1933-34 when America and the USSR were establishing diplomatic relations, there were a lot of things the Americans wanted to clarify, not least of which for the USSR to stay out of their internal affairs. There was the fear that the Soviet Communists would try to destroy American democracy. Soviet Foreign Minister Maxim Litvinov finally signed a declaration which pledged that the USSR not “injure the tranquility, prosperity, order, or security of any part of the United States, its territories or possessions….Not to permit the formation or residence on its territory of any organization or group…which has as its aim the overthrow or the preparation for the overthrow…of the political or social order of the whole or any part of the United States.” When I read that, I wondered if that declaration still existed and was still in effect.
Ulam also weaves into his narrative about Stalin’s life from 1930 the idea that dictators succeed in maintaining their power by convincing the population of their created reality. “Both terror and unlimited power were, then, byproducts of Stalin’s ability to create an artificial reality, to transform the country into a vast theater where everyone had to play a role assigned to him.” Stalin saw conspiracies everywhere, fed by his suspicions about the people who surrounded him. “The government of the Soviet Union was a standing conspiracy….The power of one man to destroy so many with impunity depended on his ability to convince, to impose his ‘objective’ reality in the place of a real one.”
There are lessons to be learned from this massive biography about Joseph Stalin and the USSR in the 20th century. There are also policies, actions, behavior that the world would be better without. Stalin and Stalinism offers a blueprint for any wannabe dictator who, like Stalin, has no conscience about using terror to oppress their country in order to have absolute power. Doesn’t have to be Russian, either.
I highly recommend this biography for readers interested in Russian history, dictatorships, or Stalin in particular. Ulam could write rather dry prose at times, but his density of detail was impressive.