Securities Law

by Larry D. Soderquist, Theresa A. Gabaldon

Expert authors define what a security is and examine the world of securities law. Text explains how securities are registered under the Securities Act and identifies exemptions from the requirements. Addresses resales, liability for violations, reporting, proxy regulation, and tender offers. Reviews Rule 10b-5 and short-swing trading. Also addresses international aspects of securities law.

189 pages, Paperback

First published January 1, 1998

About the author

Larry D. Soderquist was a noted author & Professor of Law at Vanderbilt University Law School from 1981 - 2005 and director at Corporate and Securities Law Institute from 1993-2005.