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Kaplan Series 7 License Exam Manual, 2nd Edition - Comprehensive Exam Prep for the Series 7 General Securities Representative Exam


We know that preparing for the Series 7 exam can be overwhelming. That’s why Kaplan is right there beside you to help you prepare and succeed with this 2nd edition of our Series 7 License Exam Manual. This comprehensive exam prep book provides the critical knowledge needed to help you succeed on the Series 7 General Securities Representative Qualification Examination. Our content development is based around the Series 7 Content Outline provided by FINRA.

With current and up-to-date information, this exam book is the foundation of your series exam preparation. The text addresses key terms and significant topics, broken down into 20 easily digestible units, which align with FINRA learning objectives. Units contain multiple graphics, exercises, quizzes, and discussion questions to help you learn faster and remember important information as you prepare for your series exam.

Key Practice exam to help prepare for the Series 7 exam Glossary of common terms Reference guide of commonly used abbreviations Paperback Kaplan Financial Education

Paperback

Published January 1, 2020

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Kaplan Financial Education

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5 stars
14 (14%)
4 stars
18 (18%)
3 stars
26 (27%)
2 stars
20 (20%)
1 star
18 (18%)
Displaying 1 - 30 of 31 reviews
Profile Image for Sarah Beam.
392 reviews4 followers
June 13, 2023
Scariest horror story ever written. 600 pages of pain, confusion, agony, and terror. Should be banned. Zero stars. Do not recommend.
Profile Image for Hannah Schumacher.
247 reviews1 follower
May 18, 2023
If I pass I’ll bump this up to five stars if I fail then it goes down to three bc boo, but at least I did learn a lot

ETA: I passed on my first try! I had to read the book twice though to really master everything
Profile Image for Mallory Kennedy .
91 reviews4 followers
January 21, 2025
I FINISHED! I FINISHED! This thing has been weighing myself and my TBR completely DOWN since October. I’ve never read a textbook cover to cover like this until I started studying for the SIE and Series 7 exams. This is definitely contributing to my reading goal considering my eyes are tired, my brain is full, and I’m left with much to consider. Hopefully my exam reflects positive retention results and may I never have to do this again😌
Profile Image for Madeline Prater.
26 reviews
April 24, 2025
Once again, of course I’m marking this baby READ. 550 textbook pages in one month - whoa.

Rating will be based on my Series 7 score coming on May 1st 🫣
Profile Image for Karen.
219 reviews2 followers
December 31, 2023
Passed the exam today (January 8th) so yes. Giving the book five stars. Use the test bank!

I did not give up reading for leisure not to put this book on my 2023 read.

It’s a textbook. Like all textbooks go it’s dense.
Profile Image for Mercedes Mancilla.
2 reviews
Read
July 3, 2025
Not how I wanted to start my hot girl reading summer, but I conquered. Am I still confused? Hell yes, pray I pass this exam in August.
Profile Image for Alex Fridley.
24 reviews
August 29, 2023
Full of typos, a lot of circular explanations, poorly laid out, and it drove me nuts that they printed the answers in bold right under the practice questions
Profile Image for Faith Judkins.
7 reviews
July 11, 2025
I passed first try! I’m a registered broker!! I did cry a few times but great book and super grateful for it!
Profile Image for Jenn.
22 reviews2 followers
February 21, 2021
This 2nd edition is sooooo much better than the first! It’s completely reorganized and has far fewer spelling errors, etc. also, it’s broken down into 20 units instead of 4.
Profile Image for Jenna Dowling.
7 reviews
August 22, 2023
Read the book did the course work, then skimmed the book again. Passed on my first try
3 reviews
February 9, 2026
Ugggg!! A 2,000 page, 5-book series needs a better payoff than this! The thoughtful and deliberate world building that took place in the life and health insurance exam manuals lended themselves well to the thrilling storyline of the securities industry essentials manual, and I had thought that a similar technique was in use with the series 66 and series 7 novels, but I was deceived. The complex options strategy and margin requirement subplots could not mask the regulatory undertones that plagued the series 7, just like they did the 66. Once again, character development was predictable and story lines were uninspiring. Ultimately, Kaplan, like many of today’s authors, was caught pushing an agenda rather than telling a story. As a reader, all I truly want is the escapism that a new world provides coupled with a story that I can relate to on some level, and the series 7 failed on both counts.
Profile Image for Katie.
26 reviews5 followers
Read
September 23, 2026
Did I technically read this book? No.

Did I read a 600-page Series 7 exam prep book cover to cover? Absolutely.

Was that book on Goodreads? Apparently not.
Was this one? Yes.

Therefore, this counts.

I passed the test. I read the whole book. This is my trophy and I earned it. 🏆😆
Profile Image for Ryan Johnson.
140 reviews1 follower
June 13, 2022
Much more technical and less comprehensive than the Series 65. I probably won't use 75% of the information I had to learn in the textbook ever again. Woo!
2 reviews1 follower
January 14, 2025
Terrible read.
This entire review has been hidden because of spoilers.
3 reviews
February 6, 2026
I never read this book in full and I did not read any of the text in any detail. I skimmed chapter and section titles only to understand how the Series 7 exam is organized and how topics are weighted. Almost all of my studying came from Kaplan’s 3,000+ QBank questions within the study period I had.

The approach I personally took was intentional. Even without a formal academic degree, I did not view reading the manual line by line as necessary for passing the exam. I passed confidently on the first attempt with significant help from Kaplan’s QBank and corporate training support.

That said, the book is comprehensive, well organized, and closely aligned with the exam’s tested concepts. The material included matches what appears on the test and the explanations reflect how those concepts are applied in question form.

The authors and editors did an excellent job selecting the material that matters for prospective securities representatives. Nothing tested on the Series 7 was missing from this manual.
Profile Image for Holly.
173 reviews
June 6, 2022
This book ruined my reading year. I read it all and passed, so I am getting credit for reading it.
5 reviews
Read
December 20, 2025
(2) had to read it for work. marking it read so i can achieve my reading goal for the year 🤷🏻‍♀️ its getting close and im getting desperate
Profile Image for Jess.
64 reviews
February 8, 2026
Third time was the charm! As a dyslexic reader the audio accompanying made all the difference! Sooooo glad to shelf this one!
Profile Image for Madi.
81 reviews
June 22, 2026
This was an effective study tool, but I would NOT use it as my only study tool. That being said, I read the whole thing cover to cover and today I passed 😛
Profile Image for Nicole Russell.
15 reviews
March 17, 2026
Exhilarating read. On a real note though, there were lowkey a lot of typos and wrong answers to questions¿ but i do think it will help me in passing my test 🙏🏼
Displaying 1 - 30 of 31 reviews