I've now read this book twice, the first time as a history-loving tween kid who ran across it in the public library. I was aware of the great prestige of Gibbon's monumental The Decline and Fall of the Roman Empire, but was intimidated even back then by its five-volume length; so I figured that reading Lot's book would be a quicker way of covering the same basic content. (Now, of course, I realize that the two treatments are not particularly similar, and don't actually even cover the same chronological content, since Gibbon continues his narrative down to the fall of Constantinople in 1453; but that was my reasoning at the time.) My recently completed reread was a result of checking the book out by interlibrary loan, with the idea of doing a retrospective review. Although I still recalled much of what I'd read, I quickly decided I needed a second read to genuinely do the book justice.
French academic historian Ferdinand Lot (1866-1952) enjoyed a distinguished teaching career, capped by 27 years at the Sorbonne in Paris. He wrote a number of books, some of which are referred to in the 4 1/2 page Appreciation of the author by his fellow historian Fernand Vercauteren that's included in the front matter here (though the titles are given in French). But this book, begun in 1913 as Lot's contribution to the multi-author French historical book series The Evolution of Humanity and completed in 1921 after a long interruption (probably related to World War I?), but not published until 1927, is generally seen as his masterpiece. It was translated into English in 1931; this 1961 Harper reprint has an 8 1/2 page Introduction of its own by Glanville Downey (then Professor of Byzantine Literature at Harvard), as well as the original over 17-page Preface by Henri Berr, the series editor. All three of these preliminary pieces (which each have their own documentary footnotes) interact seriously with Lot and other writers in the field, so they add constructively to the book's content. (Lot's own Introduction is quite short, and paginated as part of the main text.)
The major questions this study attempts to answer are: why, and when, did the western Roman Empire fall? Regarding the latter question, the traditional date is 476 A.D., when the last western emperor was deposed. As Lot points out, that's a somewhat arbitrary date, adopted by historians for pedagogical convenience (academic courses on ancient and medieval history have to have some line of demarcation between them). While I recognize this point, I'm content enough with the 476 date to continue using it. But I also appreciate the reminder that actual major historical changes are usually very gradual processes, during which the people living through them aren't necessarily aware of sudden sharp periodizations in a particular year. IMO, you can recognize, and teach, that fact while still using the traditional Ancient/Medieval/Modern divisions and dating as a useful conceptual framework. Lot, however, is inclined to see the ancient world as lingering on, and the Middle Ages not truly beginning, until the rise of the Carolingian monarchy in the late 700s. (This is similar to the thesis more famously advocated by his contemporary Henri Pirenne.)
As to why the empire fell, he doesn't really present a very concise and explicit statement of his theory in one place; the reader has to piece ideas together from the narrative as a whole. But he does make it clear that the empire was in drastic trouble as early as the mid-200s A.D, and from causes that were already foreshadowed in the first century. Rome was a single city-state whose institutions and patriotism were local, and whose policies were aimed at its own interests. It never really developed a sense of trans-local community and stake in the empire among its conquered peoples, and its own economy was never very productive of goods; it bled its provinces of their wealth while not giving much in return. (The exhaustion of the then-known gold and silver mines, and resulting debasement of the currency, didn't help.) Almost from the beginning, occupation of the imperial throne rested on military force, so emperors were made and unmade by the army; and once the "civilized" populace became too debased to rely on for military recruitment, the army came to consist of barbarians hired to keep out other barbarians. In reading this, you rapidly get the idea that the empire's fall wasn't surprising; it was surprising that it lasted as long as it did.
After his Introduction, and before his also very short Conclusion, Lot divides most of his 407-page main text into three Parts: the empire from the 3rd-century "military anarchy" down through the reign of Constantine; the "Downfall" from about 350 on down to 476 (or, in the East, 518); and "After the Downfall" down to the time of Charles Martel. During each of these periods, he gives a lot of attention to economic, cultural, and religious conditions, as well as the political and military ones. Although, as he indicates in one place, the author himself was not a religious believer, his analysis and description of the role of Christianity in the life of the later Empire and the early medieval period seems to be mostly sound; though I disagree with his idea that strong beliefs of any kind always lead their adherents to persecute those who differ. (It's also factually incorrect that from the fifth century, Christian witness to individuals ceases, replaced entirely by attempts to convert pagan kings, who can then force the new faith on their people. There's ample evidence of preaching by Christian missionaries to whole pagan populations, of all social classes.)
While Lot wrote some popular-level history books in his older years, this book is academic history, aimed at college-level faculty and graduate students. A lot of familiarity with the period is taken for granted, and there are a number of untranslated Latin words and phrases. The detailed narrative of the bloody vicissitudes of the political/military history can be eye-glazing in places, as can the minute descriptions of Constantine's administrative reforms, and the style can be dry. It was heavy sledding to read, especially as a kid, and even as an adult. But already as a kid, the book did answer a big question I'd had. I knew about feudalism, and understood how kings could grant land to warriors in return for military service. But I didn't understand how such grants could include serfs living on the land, and bound to it (that's not a feature of Germanic tribal law). The answer is that the binding of the tillers to the soil was already a feature of Roman law, starting with legislation by Diocletian; the barbarians simply left Roman law in place for their "Roman" subjects. That put a key piece of the historical jigsaw puzzle into place for me!
Altogether, this book has 28 pages of original bibliography, divided by the Parts of the book that it relates to (I-II together and III separately). The listed works are numbered with Roman numerals, and the documentary footnotes cite these (which makes them hard to refer to, so I didn't try). Lot had an obvious considerable familiarity with the primary sources for these periods, and refers to them frequently; but the bibliography only includes secondary sources --mostly books, in several languages, but some articles. (Gibbon and Pirenne were the only names I recognized.) This edition also adds a few pages of additional sources published after 1927. There's a 17 1/2 page index, but it's not comprehensive. Three black-and-white illustrations of art works, and three black-and-white maps (mostly grouped in the middle of the book, rather than with the parts of the text they relate to), don't really add much to the whole.
I'd recommend this primarily as a read for serious history students, not for casual lay readers.
This book is one of the classic studies on that evasive stretch of history covering the mid 4th through the early 8th centuries AD. Lot's argument is that in that stretch of time, Western Civilization collapsed into barbarism to the point where people living at the ends of that stretch of time would not have recognized each other. Lot breaks the book into three parts: "The Crisis of the Third Century and the Restoration of the Empire;" "The Downfall;" and "After the Downfall." It shows that Lot is writing in a pre-Peter Robert Lamont Brown era, since the big question he asks is not "did Rome actually fall?" (he assumed that everyone believed it did), but rather "why did Rome fall?" His overall answer is that Rome fell because of the decline of public spirit, brought about by the failure of the Romans to transition properly from a city-state into an Empire. That is, he argues that Rome as a Republic functioned quite well on the local level. But, when that Republican government was required to bind together an Empire spanning three continents, the Romans could never quite bring themselves to put in place the bureaucracy and infrastructure necessary for such a government (Diocletian's and Constantine's attempts to build such a structure failed spectacularly). The result was that the Roman Empire remained in reality nothing more than a collection of cities bound together by allegiance to an Emperor. The result of this lop-sided structure was the collapse of public spirit, since ultimate allegiance could no longer be given to the city (which was now subordinate to the Empire), but neither could it be given to the Emperor (which lacked the structures to harness and cultivate it for future generations). As a result, the "citizen body" became the "mob", and when the barbarians broke down the borders, there was no one capable of rallying to the defense of Rome (unlike the previous German invasions under the Republic). Interestingly, Lot seems to interpret the German invasions not so much as destructive from the Roman perspective, but rather as attempts to use the energy of the Germans to revitalize the Empire. (Similar to the attempt by Constantine to tap into the energy of Christianity in his restructuring of the Empire.) I think this is probably a fairly unique view for the time, and does a great deal to set up Peter Brown's argument that the Roman Empire didn't really collapse so much as transition into the Middle Ages.
The strengths of this book: -It's well written and readable, especially that this is a challenging time to study with difficult (and few) primary sources. -The narrative up through Justinian is engaging and comprehensive. -The arguments are clear and, I think, reasonably convincing. Darn it, there was something wrong with Roman public spirit at the end of hte Empire.
The weaknesses: -Christianity is almost ignored as a force. Which, to be fair, may have been practical- the book was already 400 pages long, and dealing with Christianity may have made it unbearable. Still, it's a factor at the end of hte Roman Empire and beginning of the Middle Ages that really should have been engaged more. -The end of the book, what with the lists of barbarian kings and descriptions of 5th, 6th, and 7th century France was interminable. I mean, good Lord that section just went on forever. I know, I know, it was necessary to demonstrate how different the time was from the end of the Roman Empire, but still...
Recommended to those interested in ancient history, Medieval history, or political theory.
Copious and comprehensive describes Ferdinand Lot's The End of the Ancient World and the Beginning of the Middle Ages. The scope of information over hundreds of years reaches back into ancient history to compare the advancements, artistry, and lack thereof through the ages among many civilizations in the known world; basically Asia, Europe, and North Africa. Charlton Griffin, the narrator, uses just the right amount of snobbery in his articulation of events and the arts that demarcate the Ancient from the Middle Ages.
A great historian fascinated with the decline of the Roman Empire and the rise of Medieval times, Lot, for the first time, reveals the reasons Rome fell other than political and military. With perfect diction and pronunciation, Griffin explains that the mere size of the Roman Empire, with its asymmetrical demands, lead to the wealth transferring from the West, the needy, to the East, the providers. To meet the needs of the poor, increased taxation of that population only leads to despair and hopelessness. Suffice it to say, such a civilization is depressed and vulnerable to barbarian invasion.
Lot describes the barbarians and the existing empire through their architecture, literature, paintings, sculpture, geography, politics, social structure, linguistics, belief systems, as well as military prowess. A marked erosion of the pure art form becomes evident when a practical approach to life becomes more universal as wave after wave of marauders disturb the establishments of an anemic society. In some cases, the conquerors allow the existing social structures to remain for better compliance by subjects to their reign. In many other cases, the invaders impose their own customs upon the people and this change is responsible for furthering the distance between progress and stagnation.
This reader finds the subject of this book most interesting because the details of past civilizations are repeating in today's world. The trend of blossoming in a free society is evident more than it is in a suppressed one. Even in a strong, stable society, there are pitfalls that slowly wear away the best accomplishments. The characteristics about which Lot writes are prone to the flaws of man. The arts suffer, the military weakens, the economy is filtered through the greedy, and individuals are taxed into despair. The government must assert more power over the governed in order to make ends meet in the meantime. The powers that be in the realms of religion act in the same manner as the secular powers for preservation's sake.
A book that eloquently shows the reader outcomes from past mistakes is necessary if a society desires to prevent complacency and rigidity in the extremes that lead to darker ages in the future.
This book was an eye opener to me. Simply magnificent how it transports you into this period has always been like the missing link for me in understanding how the world seemed to have regressed so much between Roman times and the Middle AgesI understand that recent findings have cast doubt over some of the views held in the book but it is still a must read.
De longe o melhor livro sobre Antiguidade que já li. Discordo de sua interpretação em diversos pontos, principalmente em relação ao papel de Igreja, mas o livro abarca uma quantidade impressionante de informação.
I have just started this tome, and I hope it may give a slightly different view than Gibbon's excellent work. This book starts at the time of Alexander Severus.