Bob Eder’s Followers

None yet.

Bob’s Bookshelves

to-read (0)
currently-reading (6)
read (30)
did-not-finish (0)
a-journey-to-the-center-of-the-e (0)
a-journey-to-the-center-of-the-eart (0)
abdul-razak-gurnah (1)
amazon (1)
american-classics (1)
american-novels (2)
See all bookshelves »

Bob’s Friends

Bob hasn't connected with his friends on Goodreads, yet.

Bob Eder

Goodreads Author

Born

in New York, The United States

Genre

Business, Ebooks, Nonfiction

Member Since

August 2010

edit data

Beginning in 1977 or 1978, I started teaching classes on securities, i.e., stocks and bonds, to persons interested in taking the various exams that were an essential part of becoming licensed or registered with the SEC, FINRA, and other securities authorities. When as an older adult, I began my studies at the University of Utah Quinney School of Law. I received a J.D. degree in 2001. Thereafter, after several years of practicing law, I began writing text books on the various registration exams, including the Series 6, Securities Industry Essentials (SIE), Series 65, and Series 66.

Learn more
Ask the Author

To ask Bob Eder questions, please sign up.

Combine Editions
Bob Eder’s books

Average rating: 3.92 · 13 ratings · 1 review · 6 distinct works

	Study for the Series 65 Exam 4.40 avg rating — 5 ratings — 3 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 65 Exam: Investment Adviser Representative really liked it 4.00 avg rating — 2 ratings — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Securities Industry Essentials (SIE) Exam 3.50 avg rating — 2 ratings	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 66 Exam: Investment Adviser Representative liked it 3.00 avg rating — 2 ratings — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Securities Industry Essentials (SIE) Exam really liked it 4.00 avg rating — 1 rating	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 6 Exam: Investment Companies and Variable Products really liked it 4.00 avg rating — 1 rating — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars

More books by Bob Eder…

18 posts
Bob Eder's Blog: STUDY FOR YOUR SECURITIES EXAMS

SERIES 6 EXAM ASKS QUESTIONS ABOUT COMMUNICATIONS WITH CUSTOMERS AND KEEPING WRITTEN RECORDS OF THOSE COMMUNICATIONS

February 18, 2024
Series 6 Exam candidates should expect that several Series 6 Exam questions deal with FINRA and SEC rules on proper communications with retail customers and keeping written records of such communications. The Record-Keeping Rules state that a brokerage firm has an obligation to keep written records of advertising material sent to customers by its registered reps. Such records must Read more of this blog post »

Like • 0 comments • flag